A Literature Review on Sustainable Lifestyles
and Recommendations for Further Research
Kate ScottA LITERATURE REVIEW ON SUSTAINABLE
LIFESTYLES AND RECOMMENDATIONS FOR
FURTHER RESEARCH
Kate Scott1
1Stockholm Environment InstituteStockholm Environment Institute
Kräftriket 2B
106 91 Stockholm
Sweden
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This project was commissioned by the Swedish Environment Ministry as
a contribution to the Task Force for Sustainable Lifestyles.
Copyright © March 2009 by Stockholm Environment InstituteContents
1 The concept of sustainable lifestyles 1
1.1 The environmental consequences of our lifestyles 2
2 A global plan of action 4
3 How can accounting methods help us understand sustainable lifestyles? 7
3.1 Household consumption analysis 7
3.2 Methods 7
3.3 Review of studies 10
4 Defining an acceptable standard of living for everyone within the
Earth’s carrying capacity 13
4.1 Greenhouse Development Rights framework (GDRs) 13
5 Attitudes and behaviours 15
5.1 Consumption and happiness 15
5.2 Understanding consumer behaviour 16
6 What is being done to encourage changes in behaviour? 19
6.1 A triangle of change with the government leading by example 21
6.2 Rewarding sustainable lifestyles 21
6.3 A targeted approach 22
7 What can we expect from the production side of SCP? 24
8 A practical insight into the issues related to products and sustainable
lifestyles 27
8.1 The functional economy 27
9 Key evidence, gaps in the evidence and recommended future research 32
9.1 Summary of the main conclusions 32
9.2 Summary of the main research gaps 32
9.2 Recommendations 33a literature review on sustainable lifestyles
vi
Acknowledgements
Thank you to Gunilla Blomquist for her continual support, feedback and successful Task Force meetings.
Thank you to Jan Minx, Alistair Paul, John Barrett and Tommy Wiedmann at the Stockholm Environment
Institute for their detailed feedback and ideas throughout the project. Thanks also to Eva Ahlner at the
Swedish Environmental Protection Agency for reviewing the final draft.stockholm environment institute
1
Sustainable lifestyles are patterns of action and
consumption, used by people to affliate and differentiate
themselves from others, which: meet basic needs,
provide a better quality of life, minimise the use of
natural resources and emissions of waste and pollutants
over the lifecycle, and do not jeopardise the needs of
future generations (Mont, 20071)
Sustainable consumption is related to the process of
purchasing products and services, consuming and
disposing, while sustainable lifestyles include a broader
set of activities, such as interaction, leisure activities,
sports and education, including, but not limited to,
material consumption (Mont, 2007)
Afocus on sustainable lifestyles takes the way we live as a starting point for capturing the environmental
consequences throughout the lifecycle of everything
we buy and use in our daily lives, and at the same time
delivering a good quality of life for everyone. Taking a
lifestyle perspective we focus on the actions of individuals
and households. Whilst sustainable lifestyles provide a
broad concept encapsulating more complex interactions
about our consumer choices and behaviours, sustainable
consumption is a subsequent effect of what we consume.
A simple example might be that we choose to live close
to where we work. Consequently, we might consume
less petrol, or not need to travel by public transport on a
daily basis. Our patterns of consumption are a reflection
of our lifestyle.
Not everyone shares a similar lifestyle and substantial
global imbalances do exist:
One ffth of the world’s people – in the US, Europe,
Japan and Australia – account for 86% of total world
expenditure on consumption (UNEP, 20022)
1 Mont, O. (2007) Concept paper for the International
Task Force on Sustainable Lifestyles. Third International
Expert Meeting on Sustainable Consumption and Production, Stockholm
2 United Nations Environment Programme (2002) Sustainable consumption, A Global Status Report.
Most industrialised countries are the source of past
and current emissions and resource use. Their current
consumption patterns are unsustainable because they
require too many resources, cause too many emissions,
and produce social impacts in developing countries that are
unacceptable. In many developing countries, consumption
patterns are unsustainable because the consumption is
insuffcient to meet basic needs. Poorest countries have
contributed least to climate change, but are often most
vulnerable to its consequences. In the long term, the
whole of humanity faces risks but more immediately, the
risks and vulnerabilities are skewed towards the world’s
poorest people. Concentrated in fragile ecological areas,
drought-prone arid lands, flood-prone coastal areas, and
precarious urban slums, the poor are highly exposed
to climate change risks, and they lack the resources to
manage those risks (UNDP, 20073).
Sustainable consumption refers to measures to achieve
a more equitable distribution of consumption around
the world and reduce the overall environmental impact
(Hertwich and Katzmayr, 20034). This requires an
understanding of the impact from our consumption
activities, which can be categorised as the food we
eat, the homes we live in, how we travel and the stuff
we buy. Both the direct and indirect impacts from
these consumption activities need to be assigned to
the consumer (e.g. households), such as emissions
arising from fuel combustion in a household, and the
indirect impacts embedded in products caused during
the production of the goods and delivery of the services
to the household, such as pesticide exposure during
agricultural production or emissions from landflls. The
government is also a signifcant consumer who must
share the responsibility.
Defning what constitutes a good quality of life and
informing our understanding of ‘who gets how much’
3 United Nations Development Programme (2007) Human
Development Report 2007/2008, Fighting climate
change: human solidarity in a divided world.
4 Hertwich, E. and Katzmayr, M. (2003) Examples of sustainable consumption: review, classifcation and analysis, Program for Industrial Ecology, NTNU, Rapport nr:
5/2004.
1 the ConCept of sustainable lifestylesa literature review on sustainable lifestyles
2
(the allocation of resources on a global level) are vital
aspects of informing sustainable lifestyles.
1.1 THE ENVIRONMENTAL CONSEqUENCES
OF OUR LIFESTYLES5
The severity of our lifestyles on the planet is being felt
and the world’s climate crisis is upon us. Science tells
us that the accumulation of greenhouse gases in the
atmosphere is causing global temperatures to rise, and
having irreversible consequences on our planet (IPPC,
20076).
Figure 1 maps countries’ contributions to climate change
in terms of greenhouse gas emissions; illustrating
that western countries tend to have disproportionately
high emissions in comparison to less developed
countries. This is true from both absolute emissions
5 Stockholm Environment Institute (2008) Mapped by
Owen, A. using data provided by Peters, G., Industrial
Ecology Programme, Norwegian University of Science
and Technology (NTNU).
6 IPCC (2007) Climate change 2007 – Impacts, adaptation
and vulnerability, Contribution of Working Group I to the
Fourth Assessment Report of the IPCC
from consumption and especially apparent from
consumer emissions per capita. The size of a country
is proportional to its absolute emissions and the darker
the country the higher the emissions per capita. Whilst
China for example does appear quite large, spread
across its population China’s emissions per capita is
much lower than developed countries like America and
those in Europe, where people are consuming more and
more stuff and are travelling further and further.
The Ecological footprint, a measure which compares
the resource use and pollution of different populations
in a single index of land area that would be needed
to sustain a population, shows that we need more
than one Earth to support our current lifestyle. Yet
this is unequally distributed amongst different world
regions. From Figure 2 we can see that North America
and Europe have much higher footprints, which will
undoubtedly come as no surprise. If we all shared an
American lifestyle we would more than fve planets to
support us.
figure 1: Map morphed by total consumer greenhouse gas emissions by country and shaded by
emissions per capita5 (Stockholm Environment Institute, 2008)stockholm environment institute
3
7 7
Global Footprint Network (2008) Humanity’s footprint
1961 – 2003, available from:
http://www.footprintnetwork.org.
figure 2: ecological footprints by world regions7 (Global Footprint Network, 2008)a literature review on sustainable lifestyles
C 4
hapter 4 of Agenda 21, the main sustainable
development policy document to emerge from the
‘Earth Summit’ held in Rio de Janeiro in 1992, is entitled
‘Changing Consumption Patterns’ and it addresses
the unsustainable nature of modern industrialised
societies’ consumption patterns (UNCED, 19928). It
does acknowledge that it is largely up to industrialised
countries, who have been recognised as being “unduly
hazardous to the environment, ineffcient and wasteful,
in their development processes”, to reduce their impact
whilst helping less developed countries improve their
standards of living along a sustainable path.
Agenda 21 recognises that “fundamental changes in the
way societies produce and consume are indispensable
for achieving global sustainable development”
(UN, 20049). It is not just consumers changing their
consumption patterns, but producers consume resources
and emit pollution in the production process.
Consumer impacts can be reduced through productionside measures alone. For example, improved production
effciencies automatically reduce the indirect impact
of households. A household might purchase a product
which has been manufactured in a more sustainable
process; therefore less carbon can be attributed to that
purchase. Another example where it is the product and
not the production process itself that is improved is new
cars that are ftted with catalytic convertors reduces the
vehicle emissions of the consumer. Neither of these
requires any change on the part of the consumer. On
the other hand, sustainable consumption consists of
behavioural measures taken by the consumer such
as turning down their heating and cycling instead of
driving to work.
Therefore, changing lifestyles incorporates both
sustainable production by producers and sustainable
consumption by consumers, with goods and services
8 UNCED (1992) Agenda 21. [Accessed online 1.04.2008]
United Nations. Available from: www.un.org/esa/sustdev/
documents/agenda21/english/Agenda21.pdf.
9 UN (2004) Johannesburg plan of implementation
{accessed online 2.04.2008} United Nations. Available
from: http://www.un.org/esa/sustdev/documents/WSSD_
POI_PD/English/POIChapter3.htm.
forming the link between the two (Figure 3). Consumers
may choose to eat only organic food, which has been
produced using less chemical fertilisers or to purchase
a highly effcient hybrid car over a gas-guzzling
vehicle. The consumer is making a decision about
buying a green product over a conventional one, and
this product has been produced sustainably. Sustainable
consumption and sustainable production are therefore
complementary strategies for making economies more
sustainable (Hertwich and Katzmayr, 20034; Luskin,
200710).
Agenda 21 sets out a global plan of action, which
recognises two broad programme areas in changing
consumption patterns:
• Focusing on unsustainable patterns of consumption
and production
• Developing strategies to encourage changes in
unsustainable consumption patterns
This entails looking not only at the systems of
production, a focus of traditional policy prescriptions,
but looking at the demand for products. It is increasingly
clear that a sole focus on cleaner production will not,
by itself, deliver sustainable development (Jackson,
200611). Whilst sustainable production is undoubtedly
important, it does not address the increasingly signifcant
environmental impacts associated with the selection,
use and disposal of products by non-manufacturing
consumers.
Agenda 21 proposes eco-effciency and using market
instruments for shifting consumption patterns, yet
also recommended is the “need for new concepts of
wealth and prosperity which allow higher standards of
living through changed lifestyles”. This approach is
more radical than the former, implying the need for a
fundamental change in lifestyles.
10 Luskin, J. (2007) Introduction to the special issue on,
sustainable production and consumption: making the connection, Journal of Cleaner Production, 15, 489-491.
11 Jackson, T. (2006) The Earthscan reader in sustainable
consumption, Earthscan: Sterling, VA.
2 a global plan of aCtionstockholm environment institute
5
It is widely recognised that changing household
consumption patterns is essential to achieve sustainable
development (Kok et al., 2006 p2744 12)
The emerging discourse on sustainable consumption
suggests we must have a deeper insight into consumer
lifestyles. Instead of addressing purely technological
and economic questions about human consumption
of products and the consumption of environmental
resources in the process, a social and humanistic aspect,
much less well defned, is required (Jackson, 2006).
Jackson (200513) points to vital aspects that need to
be raised in such discussions: the scale and pattern of
consumption, the drivers of consumer expectations and
behaviours, the nature of consumer decision-making
processes, and the importance of shifting consumer
attitudes, behaviours and expectations in favour of
cleaner products and reduced environmental impacts.
Chapter 4 of Agenda 21 (Changing Consumption
Patterns) became the starting point for international
work aiming to improve understanding of global
consumption patterns and their environmental and
12 Kok, R., Benders, R.M.J. and Moll, H.C. (2006) Measuring the environmental load of household consumption
using some methods based on input-output energy analysis: A comparison of methods and a discussion of results,
Energy policy, 34, 2744-2762
13 Jackson, T. (2005) Live better by consuming less? Is
there a “double dividend” in sustainable consumption?
Jouranl of Industrial Ecology, 9(1-2), 19-36.
social impacts. Following the Rio conference, the issue
of sustainable consumption and production (SCP) was
taken up by academic researchers and international
bodies for further exploration. The UN Global Status
Report (2002) reflects on the progress made ten years
on from Rio (and the publication of Agenda 21) at the
WSSD in Johannesburg in 2002.
Achievements in pollution prevention, cleaner
production and eco-effciency can point to some
real progress; however, gains from production are
challenged by consumption patterns that continue to
threaten sustainable development. Global inequalities
and issues linked to this such as trade patterns, overconsumption and the diffusion of affluent Western
patterns of consumption are hindering progress (UNEP,
2002).
Globally, unsustainable patterns of consumption and
production continue to warrant attention and action, as
they did in 1992. SCP has subsequently been recognised
as one of the essential and overarching objectives of
sustainable development. In response to the issues raised
at the WSSD in Johannesburg, UNEP is signifcantly
contributing to increasing the body of knowledge and
figure 3: sustainable consumption and production (sCp)a literature review on sustainable lifestyles
6
experience (see Clark, 200714; UNEP, 200815) through
the Marrakech Process.
The Marrakech Process is a global effort to accelerate
progress towards SCP through developing a 10-Year
Framework of Programmes on Sustainable Consumption
and Production (10YFP). Part of this involves task
forces which have been taken on voluntarily by national
governments to support a shift to SCP, each representing
a different element of SCP. This report is contributing
towards the Task Force on Sustainable Lifestyles lead
by the Swedish government.
The paper pulls together evidence surrounding
sustainable lifestyles, including the tools and methods
available to tackle the issue, understanding why
we behave the way we do and looking at the issues
surrounding production and products, which form an
important part of sustainable lifestyles. In doing so it
attempts to engage with issues relating to the global
imbalances in wealth and consumption levels that exist.
The report is intended to give a concise insight into the
research relating to sustainable lifestyles and to identify
key evidence gaps and recommendations for future
research.
14 Clark, G. (2007) Evolution of the global sustainable
consumption and production policy and United Nations
Environment Programme’s (UNEP) supporting activities,
Journal of Cleaner Production, 15, 492-498.
15 UNEP (2008) Production and consumption branch
[accessed 01.05.08], available online http://www.unep.fr/
pc/home.htm.stockholm environment institute
7
The assessment of environmental impacts from lifestyles
requires a consumption perspective, which captures
the environmental impact throughout the supply
chain of everything people buy and use. Sustainable
consumption policy requires knowledge of current and
projected consumption patterns, and to account for the
environmental impact of those consumption patterns.
Questions that need to be answered when addressing
sustainable consumption include who causes how much
of which impact and how consumption patterns can be
changed to reduce these impacts. A quantifcation of the
environmental impacts of household consumption can
identify high impact activities and determine whether
a shift in consumer patterns contributes to reducing
or increasing these impacts. By comparing different
household and population types, we can identify
the underlying factors which influence the extent
of these impacts. We can look back over time to see
how changes in consumption patterns have affected
environmental impacts and whether there has been
suffcient technological progress to offset the increases
in consumption and population (Hertwich, 200616).
3.1 HOUSEHOLD CONSUMPTION ANALYSIS
Analysing the environmental impacts of household
consumption has been one of the most well-studied
aspects of environmental and life-cycle assessments
since the 1970s. It is often assumed that the impact of a
household is limited to impacts that occur on-site, such
as energy use to heat homes or the pollution emitted
from driving cars, but the goods and services that we
buy have an impact ‘embedded’ in them. Capturing the
environmental consequences throughout the supply
chain of everything people buy and use is essential when
taking a consumption perspective. A simple example
is the purchase of a car. The impact is not caused by
driving the car alone, but also through the raw material
extraction, manufacturing, distribution and disposal of
the car.
16 Hertwich, E.G. in Jackson, T. (2006) The Earthscan
reader in sustainable consumption, Earthscan: Sterling,
VA.
Life-cycle assessments of household consumption
remain of great interest due to the changing nature
of energy use, emissions and consumption patterns,
and increasingly refned and varying modelling
techniques. The effects of globalisation and growing
international trade has more recently become of interest
in consumption analyses. Our consumption is no
longer confned to the bounds of our country: we buy
clothes from China, food from New Zealand and cars
from Germany. Therefore, it is important to understand
these more complex global supply chains and the
differences in production processes between countries,
as neglecting these differences produces signifcant
errors in national level analysis (Weber and Matthews,
200817). Many countries have over 25% of their CO2
emissions embodied in imports (Peters and Hertwich,
200618).
Furthermore, studies often focus on the ‘average’
household within a region or country, which misses the
considerable variation between households (Weber and
Matthews, 2008). People lead very different lifestyles
and it is important to understand the differences that exist
within and between populations. Where people live, the
infrastructure around them, their education, how much
they earn, their age, their beliefs and principles and so
on lead to quite different consumption patterns and
hence environmental impacts.
3.2 METHODS
Environmental input-output analyses (EIOA) and
process life-cycle assessments (LCA), or a hybrid of the
two, ft the requirements for sustainable consumption
analyses. Both can trace the environmental impacts
along the supply chain from the point of consumption.
LCA is based on the collection of data on physical
17 Weber, C. L. and H. S. Matthews (2008) Quantifying the
global and distributional aspects of American household
carbon footprint, Ecological Economics, 66(2-3): 379-
391.
18 Peters, G. P. and E. G. Hertwich (2006) Structural analysis of international trade: Environmental impacts of Norway, Economic Systems Research, 18 (2) 155-181
3 how Can aCCounting Methods help us understand
sustainable lifestyles?a literature review on sustainable lifestyles
8
inputs, outputs and emissions from companies, whereas
IOA uses standardised IO tables and environmental
accounts, collected through national statistical offces,
to attribute an impact to the fnal consumer based on
expenditure patterns.
LCAs are often boundary defned as it is almost
impossible to track back along the full supply-chain
to account for all the product inputs. Often service
inputs are ignored (or assumed to be unimportant) due
to a lack of information on their impacts. However,
the detail it provides does pick up differences, for
example in the different alloys of steel or the different
types of chemicals used in the production process. In
contrast, IOA use national accounts which represent the
full economy and therefore boundary issues are not a
problem, yet the level of detail within sectoral groups
is quite aggregated. Different types of steel, chemicals
and appliances are aggregated into more general
consumption categories. Table 1 provides an overview
of the different life-cycle modelling methods and their
applications.
Some basic data on materials and commodities for
LCAs is available from standard LCA software, and
more extensive databases can be purchased through
industries and companies, yet the information on
product impacts tend to be constrained to the developed
world and assume developed world technologies are
employed regardless where the product is produced.
Data availability has also limited comprehensive
implementation of taking an IOA approach. Under
Emissions associated with the purchase of a car
In the production process there is a hierarchy of production layers, and each one of them needs inputs like
materials and energy. The (raw) materials and parts to manufacture the car will be purchased from a range
of specialised industries upstream. It is likely that they themselves obtained materials from other industries
and so on. The parts of the car are transported downstream to factories in order to put the car together and
deliver it to retailers. All these steps use up resources and emit pollution in the process, pollution and resource use that should be accounted for when calculating the emissions associated with purchasing a car.
Once the car is sold to consumers, additional resources are required and pollution is generated when
people drive it. The literature suggests that the most direct environmental impact comes from the fuel
used to power it. Whilst many people think only of these emissions when they consider a car, this example
demonstrates that there are a lot of indirect environmental impacts hidden in the complex combination of
production layers, sectors and even countries involved in its fabrication.stockholm environment institute
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the 6th Framework the European Commission is
funding EXIOPOL (a new environmental accounting
framework using externality data and input-output
tools for policy analysis) to provide IO tables and
environmental accounts for all EU countries and their
main trading partners. Yet again this type of analysis
has been confned to developed countries, where even
then data is only available for a limited number of years
and pollutants.
In order to capture the lifestyle aspect, consumption
expenditure surveys, which provide expenditure for
different socio-economic groups, income groups,
household sizes, age classes, cultures and so forth, can
be combined in the analysis to assess the resource use
and impacts associated with different lifestyles. This
data is available from profling customer databases
(such as Experian’s Mosaic database) and is useful for
exploring factors that influence the level of household
impact, the differences between different social groups
and identifying which lifestyles are more sustainable.
Method Description Application
Process
LCA
Calculation of the environmental impacts over
the lifecycle of a product through bottom up
data collection and knowledge of the production processes
Specific product analysis:
• establishing product standards
• changing a high impact production process
• banning a hazardous product
eIOA Use of national input-output tables and environmental accounts (e.g. emissions per industry) to calculate the upstream environmental
impacts associated with the consumption of
goods and services
• calculate the total resource use triggered by final
consumption categories (households, government, capital investment and exports)
• benchmark sectoral environmental (as well as
social and economic) performance
• identify key product groups in terms of resource
use and waste generation
• unravel the physical supply chain in the search
for appropriate policy intervention points for
reductions in carbon emissions
• compare the efficiency of industrial sectors in
the conversion of natural resources over time
and across industries
MRIO A standard input-output model generalised
into a multi-regional model (using trade statistics) to account for the different production
technologies in different countries
• same as eIOA
• calculate the impact embedded in imports
Hybrid IOLCA
A combination of IO-LCA. LCA data can be
used to disaggregate the sectors/product
groups in input-output tables according to
requirements or even better the LCA data can
be collected in an IO format and readily combined with the input-output matrix in a fully
integrated model
• provides more detailed information on certain product groups when required for specific
projects
SDA Analyse the driving forces behind changes in
emissions
• monitors changes in variables such as the efficiency of production, consumption levels, population and changes in the structure of economic
activity and the impact these have
Scenario
analysis
Changing consumption patterns (and other
variables) to evaluate the change in impact
• evaluate sustainable consumption measures (i.e.
different scenarios) to see the reductions that
can be achieved
table 1: overview of life-cycle assessment modelling methodsa literature review on sustainable lifestyles
10
Lifestyles are constrained by local conditions and unless
these local conditions are brought into the picture, we
cannot say a lot about how to induce lifestyle change.
This type of geographic detail allows a shift away from
a ‘one-size fts all’ policy.
3.3 REVIEW OF STUDIES19
Herendeen and Bullard pioneered household
environmental impact (HEI) analyses in the 1970s,
where they quantifed the direct and indirect energy use
of different household consumption activities in the U.S.
and Norway. Since then, various studies analysing the
impact of households have been carried out for different
countries. Table 2 summarises the fndings in a review
of studies by Hertwich (2006).
HEI studies have recognised trade as having an impact
associated with it yet they generally don’t identify
19 Peters, G. P. and E. G. Hertwich (2006) Structural analysis of international trade: Environmental impacts of Norway, Economic Systems Research, 18 (2) 155-181
where in the production chain these impacts occur
(Peters and Hertwich, 2006). Single region models are
often used which assume imports are produced in the
same way as domestic industry, yet different countries
have vastly different production technologies, with
some having poor environmental performance or weak
environmental legislation. To account for the impact
embedded in a product, it is important to know where
the different parts of the production process are. Recent
developments include the use of multi-regional inputoutput models (MRIO), which use trade statistics and
foreign input-output tables to assign the impacts along
the global supply chain, taking account the production
effciency of the country(s) of production, to the country
of consumption (summarised in Table 3). A few studies
compare the results of a single versus multi-region inputoutput modeling of energy and CO2, demonstrating that
Significant findings Limitations Improvements
• household consumption is the
most important final demand
category in developed countries,
whereas exports dominate in
developing countries where there
is a lot of export-oriented heavy
industry
• food, transport and household
energy use are the most significant consumption categories
• income and consumption
are closely related and direct
resource consumption flattens
out with rising income whereas
indirect resource consumption
continues to rise
• significant explanatory variables
for different impacts include
income, household size, number
of occupants, car ownership and
rural/urban location
• A significant amount of pollution is embodied in international
trade (Peters and Hertwich,
200619)
• capital used to produce goods is often not
accounted for as it is treated as a final
demand category (under capital investment)
• studies are generally limited to energy use
and CO
2 emissions, and don’t include other
sustainability indicators. The CO2 from aviation and shipping is also often excluded as it
is not required under the Kyoto Protocol
• most studies assume that imported products
are produced in the same way as domestic products, yet there are huge variations
among countries
• IOA assumes the same intensity per unit of
expenditure of aggregate product groups
and doesn’t account for expensive luxury consumption items having a lower intensity per
unit production than cheap mass produced
items
• consumption research to date tends to merely
describe, and some explain, consumption
patterns, yet this is not enough to reach a
sustainable pattern of consumption and production
• wider coverage of indicators
• reflect production efficiencies in a global
economy
• establish how best to
integrate the detail of
LCA and coverage of
IOA, for example to
provide specific product
detail when required
• more analysis on the
impact of different consumption patterns (i.e.
lifestyle developments),
and different scenarios/
policy options is needed
to enable policy makers to identify the most
sustainable courses of
action
table 2: summary of household environmental impact studiesstockholm environment institute
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multipliers and embodiments can differ substantially
(Wiedmann et al., 200722).2021 22
Both a production and consumption-based perspective
are useful for policy, with the production perspective
identifying which sectors produce the pollution and the
consumption perspective identifying the consumption
patterns that lead to high environmental impacts.
Yet recent research has shown that around 5 Gt of
CO
2 is embedded in the international trade of goods
and services most of which flows from non-Annex I
20 Wiedmann, T., Wood, R., Lenzen, M., Minx, J., Guan, D.
and Barrett, J. (2008) Development of an embedded carbon emissions indicator, report to the UK Department for
Environment, Food and Rural Affairs by the Stockholm
Environment Institute at the University of York and Centre for Integrated Sustainability Analysis at the University
of Sydney, Defra, London, UK.
21 Lenzen, M., L.-L. Pade, and Munksgaard, J. (2004) CO2
Multipliers in Multi-region Input-Output Models, Economic Systems Research, 16(4) 391-412.
22 Wiedmann, T., Lenzen, M., Turner, K. and Barrett, J.
(2007) Examining the Global Environmental Impact of
Regional Consumption Activities - Part 2: Review of
input-output models for the assessment of environmental
impacts embodied in trade, Ecological Economics, 61
(1): 15-26.
to Annex I countries (Peters, 200823). In terms of
environmental policies, flows of pollution through
trade have the ability to undermine their effectiveness.
Industrialised countries are able to shift carbonintensive production to distant lands (known as carbon
leakage), which presents serious problems to Kyoto
signatories in the developing world. However, in the
case of global pollutants like CO2, consumers will bear
the cost regardless of where the production takes place
(Peters, 2008; Peters and Hertwich, 200824). To achieve
equitable reductions international trade has to be taken
into account when assessing nations’ responsibility for
combating climate change.
23 Peters, G. (2008) From production-based to consumption-based national emissions inventories, Ecological
Economics, 65, 13-23.
24 Peters, G.P. and Hertwich, E.G. (2008) CO2 embodied
in international trade with implications for global climate
policy, Environmental Science and Technology, 42 (5),
1401-1407.
table 3: summary of household environmental impact studies using a Mrio
Country Year Source Result
Norway 2001 Peters and
Hertwich,
2006
Household expenditure contributes 35% final demand expenditure producing
20% Norway’s domestic CO2 emissions. When taking emissions embedded
in imports the share of household emissions increases to 30%, despite only
19% of Norway’s household expenditure being on imports. Therefore, Norway has significantly cleaner production technologies than those countries
where it imports from, and Norway’s imports are increasing.
America 2004 Weber and
Matthews,
2008
On average, a household is responsible for 50 tCO2 assuming domestic production. This rises to 57 tCO
2 when corrected for trade. 29% of CO2 to meet
household demand in the US occurs abroad and a 15% increase is seen
when imports are modelled explicitly.
UK 2004 Wiedmann
et al.,
200820
UK consumer emissions are 705 Mt assuming domestic technology, yet rise
8% to 762 Mt when corrected for production technologies of imported products. The UK’s share of intensively produced imports is increasing.
Denmark 1999-
2000
Lenzen et
al., 200421
18.9 Mt of CO
2 emissions embodied in imports resulting from a single-region
model (assuming that Danish imports are produced with Danish technology)
turn into 38.4 Mt of imported CO2 emissions when multi-directional trade
with specific production recipes for the country/region of origin is considered.a literature review on sustainable lifestyles
12
Chapter 3 summary of findings
Life-cycle methods are well recognised for measuring the full impacts of household consumption,
yet boundary issues and data constraints have
limited their wide application. Improvements in
the methodologies are constantly being developed, with understanding the impacts of trade
and different lifestyles currently being areas
of heightened interest. Further data and methodological improvements are needed to enable
consumption-based models required to tackle
lifestyle related issues.stockholm environment institute
13
4 defining an aCCeptable standard of living for
everyone within the earth’s Carrying CapaCity
The evidence clearly suggests that we are unlikely to reduce the impact of our lifestyles solely through
increases in production effciencies and voluntary
shifts towards goods and services with lower climate
change impacts. The simple truth is that we also need
to consume less. This being said, we must achieve this
in an equitable way, without denying less developed
countries the right to develop.
Much of this paper points towards industrialised
societies’ escalating impact on the environment
through its unsustainable pattern of consumption and
what they can and are doing to tackle this. Yet less
developed countries like China and India are receiving
considerable interest due to their more recent explosion
in producing goods, mainly for Western consumption.
Developed countries are responsible for the majority
of historic emissions, and so it seems unfair to expect
the South to prioritise reducing GHG emissions over
human development for its people. It is the world’s
wealthy minority that has left little atmospheric space
for the world’s majority.
The Greenhouse Development Rights framework
puts forward a global burden-sharing climate change
agreement in line with the UNFCCC setting out how to
achieve reductions in global emissions in a socially just
way (Baer et al., 200825).
4.1 GREENHOUSE DEVELOPMENT RIGHTS
FRAMEWORK (GDRS)
The GDRs codify “the right to development in terms of
a development threshold, below which individuals are
not required to help shoulder the burden of solving the
climate problem” (p. 10). The development threshold
proposed is $9,000 a year (the average global income
currently standing at about $8,500), which reflects a
level beyond basic needs but well short of today’s more
affluent consumer society. It is the responsibility of those
25 Baer, P., Athanasiou, T. and Kartha, S. (2008) The right
to development in a carbon constrained world: The
Greenhouse Development Rights framework available
online at http://www.ecoequity.org/GDRs
above the threshold level to curb emissions from their
own consumption, but also to ensure that those moving
towards the threshold level do so along a sustainable
pathway.
The contribution of countries to tackle climate change
depends on their capacity and responsibility. Capacity
is a countries income, excluding all income below the
threshold level. Responsibility is cumulative carbon
emissions (from 1990 onwards), excluding emissions
deriving from consumption below the development
threshold. Both are defned on individual terms, not
national averages, to account for the inequalities within
countries. These country estimates are combined into
a responsibility and capacity indicator which quantifes
their share (percentage) of global mitigation and
adaptation obligations, whether it be the percentage
share of the total cost estimated for a global climate
programme or the share of total reductions in GHG
emissions. This allocation of burden attributes about
a third of the global burden to the U.S. with the EU
bearing approximately a quarter, whereas China sustains
less than one ffteenth, and India less than one threehundredth.
Baer et al. (2008) explore the implementation of the
mitigation side of the GDRs framework within an
international cap-and-allocate trading scheme. Though
they are aware of the unpromising and controversial
beginnings of such a scheme, it is inevitable that a
future agreement will entail some form of carbon
trading. Firstly, it is necessary to estimate a global
mitigation requirement, which is then divided into
national obligations in proportion to national shares of
responsibility and capacity. Each country is assigned a
national emissions budget equal to its baseline trajectory
minus its national mitigation obligation, which is used
to allocate permits. Under this allocation, developed
countries will generally be required to reduce emissions
beyond what is possible domestically and this would
be achieved through reducing offshore emissions. In
comparison, mitigation obligations in less developed
countries like China would be much smaller and it
would be up to developed countries to compensate
for China’s emissions. There would be an incentive
for China to reduce emissions beyond its nationala literature review on sustainable lifestyles
14
obligation and sell to countries like the UK that need to
fulfl their mitigation obligation, the revenue of which
could fnance further environmental efforts in China.
For the moment, the GDRs can act only as a reference
as we cannot reach a global climate agreement in which,
notably the U.S., having the largest share of global
capacity and the largest share of global responsibility,
will accept. Whilst developed countries must be willing
to bear the majority of responsibility for curbing
emissions, less developed countries must come forward
with their own ideas and proposals for how to move
forward.
Chapter 4 summary of findings
Developed countries have been responsible for
the majority of resource use and emissions yet
under current territorial accounting systems they
have ability to shift intensive production abroad,
driving emissions in less developed countries
whilst reducing their own territorial emissions. It
seems unfair to expect less developed countries,
such as China, to prioritise reducing their environmental impact, largely supported by developed countries demands, over widespread poverty. As such, a global climate agreement, which
everyone will sign up to, requires an equitable
distribution of emissions targets. The GDR’s provides an example of how this can be achieved.stockholm environment institute
15
5 attitudes and behaviours
In order to change consumption patterns to more sustainable consumption, it is imperative to
understand why we consume, what factors influence
our consumption and how we can change our consumer
behaviour. This section explores these issues.
5.1 CONSUMPTION AND HAPPINESS
In the western world consumption is continually on the
rise, and many, especially economists, tend to view this
consumption as improving our quality of life. However,
according the New Economics Foundation’s Happy
Planet Index26, the UK ranks only as the 108th happiest
country, Sweden the 119th and the U.S. the 150th
happiest. Costa Rica, Vietnam and the Philippines fall
within the 20 happiest countries. Therefore, can we
conclude that an increasingly heavy reliance on material
goods is good for us?
Economists, and standard economic theory, tend to view
the consumption behaviour of households as a measure
of well-being, ignoring emotions, aspirations, and
more social aspects. They measure well-being through
observation of the goods and services people have and
how they spend their leisure time. By introducing a more
subjective view through directly asking people how
happy they are, as more are doing in this feld, research
is able to capture personal attributes that determine our
happiness.
Thinking goes that the richer you are, the more you
can buy and the happier you are, whereas if you are
poor you cannot buy what you want, which leads to
unhappiness. Research looking at subjective levels
of happiness within and between countries, and over
time has drawn some insightful conclusions (see Frey
and Stutzer, 200227). Whilst studies from Europe and
the U.S. have shown a strong correlation between
happiness and income, this relationship is not linear.
There appears to be a threshold level, where additional
26 The Happy Planet Index measures happiness based on
calculations of a countries ecological footprint, subjective
life satisfaction and average life expectancies.
27 Frey, B.S. and Stutzer, A. (2002) What can economists
learn from happiness research? Journal of Economic Literature, 40 (2). 402-435.
income above a certain high income bracket does not
increase happiness.
Veenhoven (200428) supports this showing only a
modest positive effect of material wealth, yet concludes
that there is no evidence for ‘unhappy affluence’. When
happiness is measured, those in developed countries do
appear predominantly happy, yet once a certain level of
wealth has been reached, presumably beyond meeting
our basic needs, our levels of happiness do not continue
to rise.
Whilst there is a positive correlation between wealth
and happiness, the correlation is statistically weak
showing that there are other factors of influence
besides income. In addition to economic factors such
as income, unemployment and inflation; health, issues
of governance and individual personalities have been
shown to influence happiness. These factors make it
diffcult to reach an educated conclusion regarding
income and happiness across countries, as wealthier
countries tend to have more stable democracies, better
health and more secure human rights. Ahuvia (200829)
fnds that income explains only about 5% of the variance
in subjective well-being and that the other 95% is
explained by other variables. Once subsistence needs
have been met the influence of income on happiness
drops sharply.
Max-Neef (199530) drew up a matrix of human needs
to attempt to explain consumption and well-being.
These range from physical needs such as subsistence
and protection to humanistic needs like participation
and affection. Max-Neef’s matrix relates well-being to
the satisfaction of human needs. Happiness is achieved
28 Veenhoven, R. (2004) Sustainable consumption and happiness, Paper presented at the international workshop
’Driving forces and barriers to sustainable consumption’
University of Leeds, UK, March 5-6, 2004
29 Ahuvia, A. (2008) If money doesn’t make us happy, why
do we act as if it does? Journal of Economic Psychology,
29, 491-507.
30 Max-Neef, M. taken from Jackson, T. and Marks, N.
(1999) Consumption, sustainable welfare and human
needs – with reference to UK expenditure patterns
between 1954 and 1994, Ecological Economics, 28, 421-
441a literature review on sustainable lifestyles
16
by adequately satisfying peoples underlying needs.
Satisfaction of needs however might not come from
‘having’ but from ‘being’. For example, the need for
subsistence is satisfed by having access to food, yet
the need for participation can be satisfed by being in a
community. Needs are few and can be classifed, whereas
how we meet, or satisfy, these need can be varied and
are generally determined by culture. The success in
which different cultures meet these needs will vary.
Jackson and Marks (199931) use the example of food
and the need for subsistence; satisfaction of these needs
requires having access to food and cooking equipment
and doing the shopping and cooking. However, cultures
will have different diets, infrastructures and income.
Consequently, the food different households eat will
vary in nutrition, food type and cost. We witness
widespread malnourishment in less developed countries,
yet the U.S. and U.K. are meeting obesity epidemics.
Less developed countries do not have enough to
meet their basic needs, yet in developed countries it’s
over consumption that is leading to health problems.
Developed countries tend to live in a surplus economy
and have gone beyond meeting their basic needs.
Another important point made by Jackson and Marks is
that consuming economic goods and satisfying human
needs must be viewed separately and the relationship
between consumption of an economic good and the
satisfaction of an underlying need may be highly
complex. We consume more economic goods in
attempt to meet non-material needs, and this increased
expenditure is not met with increased needs-satisfaction.
Subsistence needs were largely met in the UK by 1954,
yet consumption is continually increasing. A typical
example presented is chocolate. Chocolate is generally
not consumed to meet the need for subsistence, but it can
be eaten as a form of comfort, to meet a psychological
need. They show that in the UK consumption of items
attached to non-material needs is rising rapidly as we
try to meet more social and psychological needs, yet it
is argued that this is damaging and causing an increase
in people suffering from depression. These offer at best
pseudo-satisfaction in the short term.
31 Jackson, T. and Marks, N. (1999) Consumption, sustainable welfare and human needs – with reference to UK
expenditure patterns between 1954 and 1994, Ecological
Economics, 28, 421-441.
This line of thought is supported by Brienco and Stagl
(200632) who suggest that a relatively recent move
away from more communal living to an individualistic
society has lead to increased consumption to satisfy
our need for participation and affection. A reduction in
household numbers has been met with a rising demand
for household appliances and services centred on the
individual; increasing private car ownership has left
less resources for public transport; collective sharing
schemes and maintenance and repair services have
become less frequent. The prioritisation of economic
goals over social goals has caused humanistic elements
to be ignored, yet there is an argument that over
consumption is psychologically damaging and provides
merely superfcial comfort. A consumer lifestyle means
we have less human interaction and quality time with
friends and family and our stress levels increase from
working lots of hours to fulfl our consumer habits
(Veenhoven, 2004).
If the evidence suggests that as we increase our
consumption (in the developed world) we are no
more satisfed with our quality of life, what drives our
consumption patterns? If we are not any happier, what
makes us consume even more?
5.2 UNDERSTANDING CONSUMER
BEHAVIOUR
Understanding (mainstream) consumer behaviour is a prerequisite for understanding how to motivate or encourage
pro-environmental behaviour (Jackson, 2005a, p.933).
There is no discipline which can answer all the questions
of this complex issue, but a range of disciplines from
anthropology, sociology, psychology and economics
to the emergent literature on consumer behaviour and
the environment can make an important contribution
and therefore needs to be synthesised and integrated.
32 Breinco, T. and Stagl, S. (2006) The role of social processes for sustainable consumption, Journal of Cleaner
Production, 14, 1541-1551
33 Jackson, T. (2005a) Motivating sustainable consumption:
a review of evidence on consumer behaviour and behavioural change, a report to the Sustainable Development
Research Network.stockholm environment institute
17
Jackson (2005a; 2005b34; 200435; Jackson and Michaelis,
200336) attempts in his papers to provide an in depth
understanding of what shapes consumer behaviours.
In framing the debate on sustainable consumption he
explores modern understandings of consumption and
consumer behaviour, moving away from the view that
we consume in order to increase our happiness.
Consumer goods and services play a huge variety of roles
in people’s lives. Some provide a purely functional role,
such as meeting people’s basic needs for food, shelter
and water, whilst others serve a different purpose. The
house people live in, the car they drive and the clothes
they wear are a statement about people’s status, identity,
culture, values and beliefs.
In the discussion in the literature as to what drives
consumer behaviour there are generally two (broad)
categories of influential factors behind consumer
behaviour recognised:
• Internal social-psychological factors
• External social and institutional contexts
There is an on-going debate about the relationship
between internal social psychological factors and
external institutional constraints in influencing consumer
behaviour (see also Sanne, 200237). The former suggests
our behaviour is driven by processes and characteristics
internal to us: our values, culture, attitudes, and personal
norms. This internalist perspective assumes that the
goods and services we consume play a symbolic role
in our lives. We, as individuals, consume in order to
communicate. What we consume places us in a social
34 Jackson, T. (2005b) Live better by consuming less? Is
there a “double dividend” in sustainable consumption?
Journal of Industrial Ecology, 9 (1-2), 19-36.
35 Jackson, T. (2004) Consuming paradise? – Unsustainable
consumption in cultural and social-psycholgical context,
in Hubacek, K., Inaba, A. and Stagl, S. (eds) Driving
forces of and barriers to sustainable consumption, proceedings of an international conference, University of
Leeds, March 2004.
36 Jackson, T. and Michaelis, L. (2003) Policies for sustainable consumption, a report to the Sustainable Development Commission.
37 Sanne, C. (2002) Willing consumers – or locked in? Policies for a sustainable consumption, Ecological Economics, 42, 273-287.
group; it positions us within that group and distinguishes
us from others.
The latter implies our behaviour is driven by processes
and characteristics external to us: fscal and regulatory
incentives, institutional constraints, social practices
and infrastructures. Tukker at al. (2007) talk about
consumption patterns embedded in a landscape context
consisting of meta-trends, meta-values, meta-structures
and meta-shocks out of our reach. This externalist
approach implies that our consumption is constrained
by external forces beyond our control.
Jackson exemplifes this divergence in perspectives
from the literature on recycling. Internalist perspectives
focus on attitudes, beliefs and intrinsic motivations
as determinants of recycling behaviour. In contrast,
externalist approaches concentrate on the infrastructure
and incentives in place to help or prevent action.
Individuals may have an environmental conscience
which drives them to recycle, or the local government
may provide everyone with a recycling bin which makes
it easy for people to recycle.
An important aspect to this research is investigating the
attitude-behaviour gap, also known as the intentionbehaviour gap and value-action gap (see for example
Ajzen, 200838; Blake, 199939; Vermeir and Verbeke,
200840). Individuals might claim to be environmentally
conscious and declare to recycle; however, this attitude
may not be reflected in their actual recycling behaviour.
Whilst personal attitude can only explain a part of
whether a person behaves in such an environmentally
friendly way, there is a divide in the literature as to other
factors of influence. Some suggest habits and norms to
be of most importance, others propose external factors
such as infrastructure.
38 Ajzen, I. (2008). Consumer attitudes and behavior. In C.
P. Haugtvedt, P. M. Herr & F. R. Cardes (Eds.), Handbook of Consumer Psychology (pp. 525- 548). New York:
Lawrence Erlbaum Associates.
39 Blake, J. (1999) Overcoming the ‘value-action gap’ in
environmental policy: tensions between national policy
and local experience, Local Environment, 4 (3), 257-278.
40 Vermier, I. and Verbeke, W. (2008) Sustainable food
consumption among young adults in Belgium: Theory of
planned behaviour and the role of confdence and values,
Ecological Economics, 64, 542-553.a literature review on sustainable lifestyles
18
The emerging opinion is that a full understanding of
environmentally-signifcant behaviours requires a model
of both internal (social-psychological) and external
(institutional, economic) factors (Jackson, 2004).
Jackson explores a range of models documented in the
literature that attempt to explain consumer behaviour.
Many fall into either the internalist or externalist
perspective, however, more recently there have been
attempts to integrate both aspects into the one model.
Such attempts have had trouble making the model
simple enough for it to be user friendly, whilst including
enough information to give an accurate account of the
extensive determinants of consumer behaviour.
In attempting to offer policy-makers a useable model
to understand consumer behaviour, the tension between
simplicity and explanatory power has not yet been
resolved. Jackson illustrates the complexity of human
behaviour and consequently the diverse range of
influences considered by consumer research. Whilst
Bagozzi and colleagues (200241) offer a detailed model
of consumer behaviour, its complexity has prevented its
uptake. And so, although there is currently no concrete
model that adequately maps consumer behaviour, there
are some key areas for policy to draw from.
• The importance of habit in consumer action brings
us to the need to understand and to influence the
processes of habit formation and change.
• The effect of external situational factors on
consumer actions highlights the need to improve
facilitating conditions in environmentallysignifcant situations.
• The embeddedness of the individual in a social
group points to the vital influence of social and
cultural context on consumer behaviour.
41 Bagozzi, R., Gurhan-Canli, Z. and Priester, J. (2002) The
social psychology of consumer behaviour, Open University Press.
Chapter 5 summary of findings
The theory that money makes us happy is not
convincing as a range of factors beyond income
and buying stuff can influence our well-being,
although it is observed that we are consuming
more to meet non-material needs. Looking beyond this view habit and factors both internal and
external to us shape our consumer patterns and
need to be understood in order to be of relevance
to policy makers.stockholm environment institute
19
6 what is being done to enCourage Changes in
behaviour?
Understanding why we consume and what influences and constrains/ motivates our behaviour enables
us to determine somewhat what is needed to overcome
the barriers to change and to change our behaviour. This
section identifes what some of the existing research is
saying is necessary to change behaviours using some
examples.
Research carried out by Tukker et al. (200742), based
on a number of insights from professional contributions
to national action plans, with the aim of developing a
ten year framework for SCP has drawn some insightful
conclusions (summarised in the bullet points below and
added to). These have led to a recommendation of a ten
year framework of programs, represented in Figure 4.
• A one-size-fts-all approach will not work and
policies must therefore distinguish between
developing, fast developing and less developed
economies. The same is true within countries.
• Policies must focus in the three key areas of food,
mobility and housing/ energy use, but also, getting
the right infrastructure to support these policies is
needed.
• Policy makers must collaborate with businesses
and consumers as all actors are interdependent and
therefore will be limited when trying to act alone.
• Rising trends in consumption has been shown to
offset effciency gains in some situations, indicating
that changing consumption patterns would be
necessary for change.
• In the short term, policy makers should make use
of policies that people largely agree on and are
therefore likely to be more easily accepted.
42 Tukker, A., S. Emmert, et al. (2008) Fostering change
to sustainable consumption and production: an evidence
based view, Journal of Cleaner Production, 16(11):
1218-1225.
• Where more radical changes are required and how
to achieve such changes is debated, experimentation
is needed to test the success of implementation of
the different potential policies. There is also a great
need to engage and communicate with people about
these policies.
The framework identifes that we (government,
business and consumers) are entrenched in a ‘regime’
of production and consumption, within which we are
influenced by meta-factors beyond our control. In order
to for us to move towards sustainable lifestyles there are
a series of short, medium and long term goals which we
must all work towards.a literature review on sustainable lifestyles
20
Landscape
(factors out of reach for actors
in the regime)
Meta-structures: infrastructure, geopolitical facts, etc.
Meta-values: Individual sovereignty, democracy, free markets & trade, growth, fairness
Meta-trends: individualisation, internationalisation, intensification, informatisation
Meta-shocks: wars, crises, natural disasters
Regime (ways of doing things in a
domain, e.g. mobility) Production Markets Consumption
Time horizon of impact Actions and leading actor Dominant
leverage point
Short term impact
Goals and direction: agreement
Means: fairly clear
Main problem: overcoming
opposition of ‘laggards’.
Business
• Apply cleaner production, ecodesign, etc.
• Manage supply and downstream chains;
see
• the examples of CSR, FSC, MSC, etc.
• Apply choice editing
• Promote industry self-regulation on the
above
• Use ‘meta’ factors as inspiration for new
• sustainable products, business models
(e.g.
• product-services), and other strategic
• innovations, e.g. via experience design
• Government
• Provide level playingfield supporting the
• above (covenants, regulations, standards)
• Foster greening innovation systems and
• support sustainable (niche) entrepreneurs
• Articulate and encourage sustainable
metavalues
Government
• Internalizing externalities
• Abolish perverse subsidies
• Counter mono- and
• oligopolies and promote
• consumer power and
• choice
• Promote transparency on
• social and environmental
• issues related to products
• Set basic advertising
• norms: fair, not promoting
• damaging offerings, and
• not directed to vulnerable
• groups
Consumers/citizens/NGOs
• Exercise sustainable choice
• Set steps towards Lifestyles Of Health And
• Sustainability (LOHAS)
• As citizen and worker: articulate and encourage
• sustainable meta-values
Government (combine the below for effect!)
• GPP (focus on visible examples with ripple
• effects; e.g. providing high quality school
• meals)
• Provide infrastructure for sustainable choice of
• similar quality; create no-need contexts
• Motivate via appealing engagement and leadership,
• and repetitive feedback (e.g. smart meters)
Business
• Promote sustainable consumer feedback (e.g.
• smart meters, green credit cards)
• Apply sustainability marketing and demand
• side management
Technical and
incentive
change
Medium term impact
Goals and direction: agreement,
at least on the sense of urgency
for change
Means: not clear
Main problem: focusing direction
and learning about best means
• Government (as initiator, in conjunction with business and NGOs): start processes of product roadmapping / indicative planning/ transition management / other learning and visioning approaches to overcome lock-ins and stimulate a sustainability
focus for
• long term change
• Business: develop ‘competing for the future’ capabilities
• All: develop and test alternatives in niches (‘life boats’)
• All (emphasis on citizens and government): stimulating small group management via e.g. fostering locality and the creation of
• local feedbacks.
Enhancing selforganising
capacity and
learning
Long term impact
Goals and direction: controversial
No insight in means-ends
relations
Main problem: ‘managing’ a
mental revolution – in a nice way
All: Foster deliberation on the more fundamental issues related to markets, governance and growth:
• Beyond the consumer economy – how does the sustainable growth engine look like?
• Inequity – how to promote markets that foster a fair level of (in)equity?
• Consuming less or less material – when does it help to reach a high quality of life?
• Social aspirations and status – how to reach this in an immaterial way, or damp this race altogether?
• Power balances – how to restore them in the triangle of business, government and citizens?
Adapting goals
and
paradigms
figure 4: a framework for policy and action for sCp
(Tukker, A., S. Emmert, et al. (2008) Fostering change to sustainable consumption and production: an evidence based view, Journal of Cleaner Production, 16(11): 1218-1225.stockholm environment institute
21
6.1 A TRIANGLE OF CHANGE WITH THE
GOVERNMENT LEADING BY ExAMPLE
A signifcant shift to more sustainable lifestyles is
possible if government, business and people act together
in a ‘triangle of change’. The government is best placed
to coordinate a collective approach to change through
an enabling policy framework, and people and business
need to know that they are not acting alone, and that
others, whether it be a neighbour or business competitor,
will act likewise. This is encapsulated in the title of
the UK report - ‘I will if you will’ (NCC and SDC,
200643). It observes that “a critical mass of citizens and
businesses are ready and waiting to act on the challenge
of sustainable consumption” (p. 6).
This recognition for collective action is reflected in the
UK’s sustainable development strategy, Securing the
future (Defra, 200544), which proposes a comprehensive
behaviour change model for policy making based on
enabling, encouraging and engaging people to move
towards patterns of sustainability, with the government
leading by example. The diagram below sets out the
model and what the elements under each of these
headings could comprise (Figure 6).
43 NCC and SDC (2006) I will if you will, report for the
Sustainable Consumption Roundtable.
44 Department for Environment, Food and Rural Affairs
(2005) Securing the Future, available from the World
Wide Web http://www.sustainable-development.gov.uk/
publications/pdf/strategy/SecFut_complete.pdf [accessed
March 2008]
figure 5: triangle of change
(NCC and SDC, 2006)
An example of where this model has been successfully
employed is the London congestion charge. The
government increased the provision of buses (enabled),
charged cars entering the city (encouraged) and
accompanied this with heavily publicity (engaged),
leading to a 30 percent reduction of congestion, an
increase of 29,000 bus passengers and a 30 percent rise
in the number of bicycles entering London centre in the
morning peak.
6.2 REWARDING SUSTAINABLE LIFESTYLES
Tukker et al.’s framework (Figure 4) recognises that
the government must also set the right incentives to
encourage change. There are too many distorted incentive
systems which favour unsustainable consumption
choices. One fundamental problem is that the price
of goods and services generally does not reflect the
environmental costs. Today we can fly from London to
Barcelona for under £50. But this cheap price certainly
does not reflect the high environmental costs of one
of the most carbon-intensive consumption activities.
This sends the wrong signals to consumers regarding
the actual price of the product and those who lose out
are, in most cases, society and the environment, which
have to bear the costs. Incentives which discourage
sustainable behaviour are not necessarily fnancial, but
might be poor planning and the lack of flexibility we
grant in work-leisure decisions. Sustainable lifestyles
must be about creating the right incentive to encourage
pro-environmental behaviour (Barrett et al., 200745;
Ministry of Agriculture, Food and Consumer Affairs
Sweden, 200646).
There are a number of options open to policy makers
to influence household consumption activities in favour
of sustainable lifestyle. Infrastructure development
should favour sustainable transport modes. This might
involve implementing parking and congestion charges,
improving public transport and making lower impact
transport cheaper than high impact transport modes.
45 Barrett, J., J. Minx, et al. (2007). Towards a low footprint Scotland - Living well, within our ecological limits.
A report to Scotland’s Global Footprint project, Stockholm Environment Institute, York, UK.
46 Ministry of Agriculture, Food and Consumers Affairs
Sweden (2006) Think Twice! – An action plan for sustainable household consumption, Government communication 2005/06:107.a literature review on sustainable lifestyles
22
Energy effciency measures can be adopted in homes
with strict building regulations and installing insulation
and energy saving measures in houses. Economic
control instruments can increase consumer costs for
unsustainable behaviours or reduce costs for sustainable
behaviours, such as an environmental tax on air travel
or a tax reduction/ subsidy for making environmental
improvements to your home.
The private sector should also share some responsibility
to encourage sustainable behaviours. Combined with
economic incentives, for example banks could offer
lower interest rates on loans used to purchase a green
car, businesses can also promote green marketing and
provide consumers with environmental information of
their products.
6.3 A TARGETED APPROACH
It is important to understand what behaviours are
likely to have an impact and which ones people are
likely to uptake. It will be of limited value to promote
behaviours that are easy to achieve, yet have minimal
environmental benefts. Likewise, it doesn’t make sense
to invest a lot in behaviours that will have a big impact
but no-one will take up.
In a recent publication by DEFRA, A Framework for
Pro-environmental Behaviours (200847), they engaged
with a wide number of stakeholders and comprised 12
headline goals or behaviours where there was potential
for people to reduce their impact. Whilst DEFRA’s
report considers only carbon emissions, they are
working to further extend impacts to include a range
of environmental, social and economic impacts to give
a more complete picture of sustainability impacts. The
headline goals are concerned with the main consumption
clusters of homes and energy, transport, food and drink,
household products and tourism. To give an example,
under homes and energy there are three goals: install
insulation, better energy management and install micro-
47 Department for Environment, Food and Rural Affairs
(2008) A Framework for Pro-environmental Behaviours,
available from the World Wide Web http://www.defra.
gov.uk/evidence/social/behaviour/pdf/behaviours-jan08-
report.pdf [accessed March 2008]
figure 6 behavioural change model (Defra, 2005, p.26)stockholm environment institute
23
generation. By segmenting the broad population into
seven clusters, each sharing a common set of attitudes and
beliefs towards environmental issues, the government is
able to tailor its approach to specifc groups to show
where maximum outcome can be achieved.
Using a series of graphs the framework has mapped
out the impact, willingness and ability (high/ low)
of different behaviours and their potential uptake.
Individual’s willingness and ability to act relate to
motivations and barriers discussed in chapter 5. There
are some behaviour goals where most people are willing
to act and have a high ability to do so (e.g. waste less
food), yet there are some where there is a low willingness
and ability to act (e.g. install micro-generation). In some
cases, for example taking unnecessary flights, it appears
there is just a low willingness to act.
Different segments of the population, which differ
in sociogeodemographic profle, will vary in their
willingness and capability to act on the 12 environmental
goals. Clusters of the population referred to as ‘positive
greens’ are generally willing and capable, in contrast to
those that lack awareness of environmental issues and
are part of the poorer population (Figure 7). Tailored
approaches are required to target the different segments.
Segments with high ability and willingness to act will
need a different approach to segments unwilling to
act. An insight like this will allow policy makers to
maximise the effectiveness of their policies.
Chapter 6 summary of findings
Important actions identified at the national level
to lead us towards sustainable lifestyles are that
government, industry and people must work together, with the government taking the lead. The
government should set the right incentives for
change and adopt a targeted approach to enable action where it will have a significant impact.
figure 7 willingness and ability of different population segments to act (Defra, 2008, p. 8)a literature review on sustainable lifestyles
24
Signifcant technological improvements can be made. If we think where we are now compared
to before the industrial revolution, our effciency of
production has come a long way. A machine today can
do what tens or hundreds of workers did many years
ago. It therefore isn’t inconceivable to think that we can
improve our resource effciency in a similar way in the
decades to follow. In fact, Hawken et al., (199948) state
that 90 percent improvements in resource effciency
are not unrealistic and technological improvements can
transform our use of resources, even with the economic
and technology trends in place today.
Improved energy effciency through technological
progress is seen as a key aspect of SCP policies,
whereby we can continue our current standard of
lifestyle whilst reducing the use of our resources. A
common assumption has been that a 1 percent increase
in effciency will lead to a 1 percent reduced need for the
resource. However, this assumption has been challenged
as improved technological development (leading to
increased effciency) can evoke behavioural responses
which can lead to increased demand for the resource,
and often offset the gains achieved. This phenomenon
is commonly referred to as the rebound effect.
A simple example of the rebound effect is people who
decide to car share (possibly the result of a government
campaign); only to spend the money they save on an
overseas holiday which could offset any anticipated
environmental benefts. Or a driver who replaces a car
with a fuel-effcient model, only to take advantage of its
cheaper running costs to drive further and more often.
Whilst in the past the rebound effect has been referred
to mainly in energy economics, its signifcance is now
acknowledged in ecological economics, where resource
use can be substituted for energy use. Attempts have been
made to bring together research on the rebound effect
48 Hawken, P., Lovins, A.B. and Lovins, L.H. (1999). Natural capitalism: the next industrial revolution. London,
Earthscan Publications Ltd.
(Sorrell, 200749; Sorrell and Dimitropoulos, 200850;
Hertwich, 200551; Greening et al., 200052; Binswanger,
200153), but the evidence base is methodologically
diverse and studies focus mainly on transportation
activities and household heating. There is recognition
that the rebound effect can be signifcant, yet its
magnitude and importance are disputed. Some studies
indicate that the rebound effect could be greater than 50
percent and lead to increased consumption in the long
run (Sorrell, 2007). What is emphasised is that policymakers can no longer neglect the rebound effect, as this
will overestimate the contribution resource effciency
can make to reducing carbon emissions.
Takaseet al. (200554) illustrate how the (income) rebound
effect can undermine the predicted environmental gain
of a changed behaviour. Using IOA they model the likely
impact in carbon emissions from three hypothetical
consumption patterns (shifting transportation modes
from private car to public transport, using household
electric appliances longer and eating out more at
restaurants instead of cooking at home) assuming that
the overall budget for a household remains the same.
From the results (Table 4), the income rebound effect
seems to determine the direction of their results. Using
household appliances longer reduces the demand for
appliances causing a reduction in CO2 emissions;
however, the money saved is spent on more energy
49 Sorrell, S. (2007) The Rebound Effect: an assessment
of the evidence for economy-wide energy savings from
improved energy effciency, Sussex Energy Group, University of Sussex.
50 Sorrell, S. and Dimitropoulos, J. (2008) The rebound
effect: macroeconomic defnitions, limitations and extensions, Ecological Economics, 65, 636-649.
51 Hertwich, E.G. (2005) Consumption and the rebound
effect, Journal of Industrial Ecology, 9 (1-2), 85-98.
52 Greening, L.A., Greene, D.L. and Difglio, C. (2000)
Energy-effciency and consumption – the rebound effect
– a survey, Energy Policy, 28, 389-401.
53 Binswanger, M. (2001) Technological progress and sustainable development: what about the rebound effect?
Ecological Economics, 36, 119-132.
54 Takase, K., Kondo, Y. and Washizu, A. (2005) An analysis of sustainable consumption by the waste input-output
model, Journal of Industrial Ecology, 9 (1-2), 201-219.
7 what Can we expeCt froM the produCtion side of sCp?stockholm environment institute
25
intensive consumption activities, leading to an overall
increase in emissions. The opposite is true for eating
out at restaurants instead of cooking at home. Eating
out requires more energy, however, the household
consequently has less money to spend on other energy
intensive consumer items leading to and overall decrease
in emissions.
Whilst this does show that the rebound effect can
undermine the predicted environmental gain of the
changed behaviour, there are other factors that must be
considered. This example proportionally distributes the
money saved to the average household spending profle,
however, in reality it is unknown how households
would spend their money saved. People may spend their
money saved on a flight abroad, resulting in increasing
emissions; yet they might spend their money on more
expensive organic, locally produced vegetables, which
would further reduce emissions.
Binswanger (2001) explores the substitution effect by
assuming the cost of fuel to drive a car becomes cheaper.
If travelling by car becomes cheaper, many people will
substitute travelling by train for travelling by car as it is
relatively easy for households to do. Additionally there
is an income effect. Assuming a fxed travel budget,
as fuel effciency increases, the distance travelled by
car will increase as you can travel further for the same
price. Therefore, the substitution and income effect will
raise fuel demand, increasing the rebound effect.
Substitution will depend on the activity/ service
involved. Whilst switching from travelling by train
to car is expected, perhaps due to the popularity of
car driving, Binswanger suggests that improved fuel
effciencies will not necessarily induce households
to switch to more car intensive leisure activities. The
rebound effect would therefore be minimal in this case.
Several types of rebound effects have been identified
(see Sorrell and Dimitropoulos, 2008; Hertwich, 2005 and Greening et al., 2000).
• Direct/ pure price rebound effects (micro-effect): improved energy efficiency for a particular energy
service will decrease the effective price of that service and should therefore lead to an increase in consumption of that service. This will tend to offset the reduction in energy consumption provided by the
efficiency improvement.
• Income effect (micro-effect): holding the price of commodities constant, the reduction in the cost of
an energy service implies the consumer has more money to spend on other goods and services. For
example, if the cost to heat a household is reduced through installing a more efficient central heating
system, then the household are likely to spend the money saved on other items. This may be a more
energy intensive activity such as a holiday overseas.
• Substitution effect (micro-effect): the price of an energy service drops, and so consumers should substitute indefinitely for the cheaper energy service.
• Indirect/ secondary effects (macro-effect): other goods and services also require energy, and so total
energy will increase in areas not directly affected by the energy efficiency improvement.
• Economy wide effects (macro-effect): a fall in the real price of energy services may reduce the price of
intermediate and final goods throughout the economy, leading to a series of price and quantity adjustments, with energy-intensive goods and sectors likely to gain at the expense of less energy-intensive
ones.
table 4: a comparison of Co2 emissions with and without the rebound effect
Without rebound effect (%) With rebound effect (%)
Using household appliances longer -0.89 0.23
Eating out at restaurants 0.30 -0.52a literature review on sustainable lifestyles
26
His examples show the diffculty in determining the
rebound effect, and that the impact of improved energy
effciency on total energy use will depend on the services
considered and assumptions about the substitutability
between these services. Consequently, the energy saved
through the initial effciency improvement, will vary
considerably.
We can see that a reduction in the cost of energy can
lead to increased demand for energy and/ or associated
products, but time can also affect demand for products.
Households are constrained not only by budget, but also
by time (determined by their working hours). Reducing
the time spent on activities has been the motivation
behind many technological developments. Recently,
e-commerce has saved time spent on shopping, emails
have saved time spent on writing and posting letters
and speeding up train journeys reduces the time spent
travelling.
This is commonly illustrated through the example
of transport. If it becomes quicker to travel a certain
distance, then more people will be willing to travel that
distance, but also, people will travel further. People
will increase their mobility at an amount that exactly
compensates for the time saved due to the innovation.
Therefore, Binswanger concludes that in terms of
policy measures, this favours the implementation of
energy taxes and ecological tax reform. If the cost of
energy was high, this would provide a disincentive to
constantly develop energy intensive faster forms of
transport, and it would dampen the rebound effect with
respect to both energy and time.
Environmental policies cannot ignore the rebound effect.
Of course energy and resource effciency are essential
for reduced environmental impacts, however, it is
important not to overestimate the potential reductions.
Reductions can be undermined by the rebound effect
making the measure insuffcient. When devising policy,
steps need to be taken to measure and reduce this impact
and governments need to internalise external costs
comprehensively and build sustainable infrastructures
to discourage people to undermine the intended gain in
the frst place.
Chapter 7 summary of findings
Production side measures taken to reduce emissions, such as improved energy efficiency, can be
undermined by the rebound effect, the magnitude of which varies depending on the consumption activity. The rebound effect must be considered in policies aimed at reducing the impacts of
production.stockholm environment institute
27
8 a praCtiCal insight into the issues related to produCts
and sustainable lifestyles
This section looks at products, which the report previously states provides the link between
production and consumption (Figure 3, pg. 5). The
critical issue in sustainable consumption is the
effciency (in environmental terms) in which products
are produced and used and the volume of consumption.
This section explores the concept of the functional
economy, and how product lifetimes, product durability
and a service economy can enable this vision.
8.1 THE FUNCTIONAL ECONOMY
Walter Stahel, a founder of the Product-Life Institute55
in 1982, pioneered the concept of a functional economy
in which resource throughput is reduced through a
combination of product-service measures. The objective
is:
[T]o create the highest possible use value for the
longest possible time while consuming as few material
resources and energy as possible (Stahel, 198656)
Within this concept is the option of extending product
lifespans. If consumers use products for longer, the
demand for them is slowed, fewer products are produced
and resource throughput is reduced. Also relating to
this concept is whether providing services instead
of selling products is better for the environment, and
how this requires both a change in business operations
and consumer behaviour/ societal-structures. The idea
behind this is that consumers seek not the product but
the function it provides. So for example, consumers
are not interested in a washing machine itself, but the
physical activity of cleaning clothes.
55 http://www.product-life.org/
56 Stahel, W. (1986) The functional economy: cultural and
organisational change, available from the World Wide
Web http://www.product-life.org/publications.htm.
Product lifetime optimisation
Cooper (200557) puts forward a good argument for
extending product lifetimes through his concept of
slower consumption:
Slowing the rate at which products are consumed (literally,
“used up”) by increasing their intrinsic durability and
providing careful maintenance (Cooper, 2005, p.54)
He devises a model (Figure 8) that shows the
potential contribution of longer product life spans to
the complementary roles of eco-effciency and slow
consumption in enabling progress towards sustainable
consumption.
Sustainable consumption needs to be driven by effciency
and suffciency. Eco-effciency enables simultaneous
progress toward economic and environmental goals
through increased resource productivity; however this
is not adequate to ensure reduced environment impacts,
and a reduction in throughput of products and services
is required. Eco-effciency alone would lead to ‘green
growth’, which is problematic if environmental gains
from improved effciency are offset by the rebound
effect (as discussed in section 7).
Slow consumption is similarly challenging as slower
consumption may lead to less production, causing
unemployment and recession. Increased product life
spans, whether through greater durability or better
maintenance, can provide for both effciency and
suffciency. Materials will be used more productively
and throughput will be slowed. Meanwhile, a shift to
more highly skilled, craft-based production methods
and increased repair and maintenance work will provide
more employment opportunities to offset the reduced
demand for new products.
57 Cooper, T. (2005) Slower consumption: reflections on
product life spans and the “throwaway society”, Journal
of industrial Ecology, 9 (1-2), 51-67.a literature review on sustainable lifestyles
28
figure 8: extending product life spans and sustainable consumption (Cooper, 2005, p.55)
Kagawa et al. (200658) have published a study looking
at the impact on energy demand, industrial waste
and GDP from extending the lifetime of cars and the
related change in consumption patterns. They compare
a baseline scenario, which ignores any income gain
through increasing the lifespan of a car, with two
scenarios of changed consumption patterns: one where
households spend their saved money on services, such
as repair of motor vehicles, amusements and healthcare,
and secondly on a scenario under which households save
the income gained, which stimulates domestic fxed
capital formation. In this scenario it is assumed that
energy-intensive construction activities are stimulated
through increased money flow.
Under the baseline scenario, huge economic losses
are witnessed, yet due to reduced production, the
environmental benefts are signifcant. However, this
does not include the jobs and income gained from
increase in car maintenance and repair, which are
thought to largely offset the economic losses. If the
money saved was spent on services, this showed an
increase in GDP coupled with a decrease in industrial
waste. In contrast, by increasing construction activiies
in the second scenario industrial waste is increased, yet
GDP falls.
58 Kagawa, S., Tasaki, T. and Moriguchi, Y. (2006) The
environmental and economic consequences of product
lifetime extension: Empirical analysis for automobile use,
Ecological Economics, 58, 108-118.
This type of study gives an insight as to which
consumer behaviour scenario is preferable, and by
reallocating the money saved, it has also accounted for
the income rebound effect. Whist the vehicle industry
suffers, household available income is increased, which
stimulates spending on other areas in the economy.
However, there are limitations to Kagawa et al’s. paper.
It does not take into consideration physical product
durability, consumer psychology, nor does it measure
the economic gains (in terms of money and labour) from
increased maintenance and repair. This type of work
would beneft from input from engineers, psychologists
and more detailed economic (and social) analysis.
Cooper (200459) fnds that psychological, technological
and economic factors exert as much influence on life
spans as technical reliability/ durability. In terms
of psychological obsolescence (i.e. when a product
becomes out of use), people may no longer be attracted
or satisfed with a product due to, for example, peer
pressure and fashion. A product may reach technological
obsolescence when a newer, more advanced product
is released onto the market, or a product may become
economically obsolete when people attach little value
to it, for example when a product becomes cheaper
to replace than repair. Cooper’s studies show that
the extent to which products are thrown away due
to technical failure is limited, and other factors are
59 Cooper, T. (2004) Inadequate life? Evidence of consumer
attitudes to product obsolescence, Journal of Consumer
Policy, 27, 421-449.stockholm environment institute
29
consequently responsible. Therefore, in order for
increased product life spans to be a successful strategy
and have a positive environmental impact, consumer
attitudes and behaviours need to be modifed.
Van Nes and Cramer (200660) discuss the ‘environmental
dualism’ between extending the use of products and
against replacing it when a more eco-effcient product
comes onto the market. In this sense, the idea of
extending product lifetimes should be referred to as
product lifetime optimisation. It is therefore necessary
to determine which option is environmentally desirable,
taking into account the lifecycle impact of producing
new products and the savings from improved effciency
in the use phase.
If the product doesn’t use energy in the use phase,
then extending the lifespan of the product will be
environmentally desirable. Over time, the number of
goods is reduced due to diminishing demand leading
to environmental gains. Demand will depend on the
decision the consumer makes relating to the replacement
of the product (e.g. for a better looking product or one
with more functions). Van Nes and Cramer assert as
a simple rule of thumb; if the lifetime of a product is
increased by 20%, then the environment gain is 20% of
the initial impact of the product.
For appliances that use energy in their use stage, the
issue becomes more complicated. If the new product
uses the same amount of energy, then the rule of thumb
above applies. However, if the new model becomes
more effcient, then it may be preferable to purchase
a new model. Early replacement is desirable when the
environmental impact of purchasing the new product
is lower than not replacing the product. Kagawa et al.
(200861) provide an example of this type of analysis,
with evidence from the Japanese automobile industry
(an extension to their work I previously mentioned54).
The results showed that extending the lifetime of an
60 Van Nes, N. and Cramer, J. (2006). Product lifetime optimization: a challenging strategy towards more sustainable consumption patterns, Journal of Cleaner Production,
14, 1307-1318.
61 Kagawa, S., Kudoh, Y., Nansai, K. and Tasaki, T. (2008)
The economic and environmental consequences of automobile lifetime extension and fuel economy improvement: Japan’s case, Economic Systems research, 20 (1),
3-28.
older car by one year (during 1990-2000) was more
environmentally benefcial than purchasing a new one.
Combining the quantifcation of different hypothetical
consumption patterns on environmental pressures with
insight into the reasoning behind product replacement,
the engineering of longer lasting products, product
lifetime optimisation and the resulting economy wide
effects from changing consumer choices would provide
more encompassing evidence to the achievement of
such a strategy. If proved to be successful, it can provide
the motivation to change consumer behaviour.
Products vs. services
Many people assume services have little to no
environmental impact associated with them, yet when
taking a lifecycle approach the impacts of services are
increased. This accounts for not only the direct impacts
produced on-site, for example the energy used to heat
and power the building, but it also allocates indirect
emissions associated with products purchased in order
to provide the intended service. In an analysis of the
U.S. economy, Suh (200662) fnds that the magnitude
of life-cycle/ indirect emissions compared with direct
emissions is on average 16 times greater for tertiary
service industries.
From a household consumption perspective, household
expenditure on services is high causing high embedded
emissions in such sectors. Suh’s study showed that
American households consume 86% primary sector
outputs and 44% secondary sector outputs indirectly,
mainly through services. 84.9% emissions associated
with services are induced from the supply chain
providing products in order to provide the service.
Services are acting as an interface between primary and
secondary industry and household consumers.
Shifting to a service economy would therefore not lead
to reduced GHG emissions as services are deeply rooted
to primary and manufacturing outputs. If the demand
for services is increased, the demand for manufactured
products subsequently increases. Whilst industrialised
countries are witnessing a shift to more service oriented
economies, intensive industries are being outsourced
to less developed countries and the products are being
62 Suh, S. (2006) Are services better for climate change?
Environmental Science and Technology, 40 (21), 6555-
6560.a literature review on sustainable lifestyles
30
imported instead. This problem is often referred to as
carbon leakage63. Despite emissions being reduced
within the country, absolute/ global emissions will not
go down.
There is much discussion about PSS (Product-service
systems) to increase sustainability. The core idea is
that products fulfl certain functions, such as a washing
machine washing our laundry. The longer the product
is used, the more often it can deliver its service and the
higher its resource productivity. If products are seldom
used, by sharing the product with a number of people
(changing use patterns), the resource productivity of
the product will be increased and the consumption of
natural resources in the production stage is reduced.
Tukker and Tischner (200664) provide a critical review
of the recent interest in PSS in the EU, its potential (or
lack of) and its scientifc rigour. They conclude that there
is not enough evidence to support PSS as a solution to
sustainable lifestyles, and a lot of research is required to
develop PSS into a practical solution.
It is important to note that different PSSs exist, varying
in sustainability potential.
These include (taken from Tukker and Tischner):
• Product-oriented services that just add services
to existing product systems, which at best, if the
service was to improve recycling for example,
would marginally boost sustainability. Another
example of this would be offering repair services
which might result in the prolongation of the useful
life of goods.
• Use-oriented services, e.g. leasing and renting,
which intensify the use of products, which can
yield intermediate improvements.
• Result-oriented services which focus inherently
on the fnal need/ demand, which require the
PSS provider to develop a novel way of function
63 Industrialised countries are able to shift carbon-intensive
production to distant lands
64 Tukker, A. and Tischner, U. (2006) Product-services as a
research feld: past, present and future. Reflections from
a decade of research, Journal of Cleaner Production, 14,
1552-1556.
fulflment. With further development to explore
the potential of PSS, the avenue for sustainability
widens and high sustainability gains could be
reached.
As it stands, PSS cannot be seen as a solution to
sustainable lifestyles. Even if PSS offer improved
sustainability, their uptake must also be assessed. PSS
needs to be desirable to consumers and producers.
Services must be economical and easy to access by
consumers, whilst they must provide an enticing and
competitive opportunity for business. Proper assessment
of the success and failures of implementing PSS is
lacking, as is the insight into business management
literature on servicing. Meta social and technological
trends, and landscapes and infrastructures provide
barriers to change.
Hirschl et al. (200365) report on a German study
assessing consumer acceptance of sustainable product
use66, which is very much influenced by consumer
behaviour and attitudes addressed in section 5.2 of this
paper. The consumer acceptance survey indicated that
people felt they generally used products to their full lifetime potential, however, in practice this was not found
to be the case. The main barrier identifed was that the
cost to replace a product compared with repairing it was
minimal; therefore people opted to buy a new product.
Other confning factors found were changes in trends
(fashion) and lack of convenience of repair measures.
Three quarters consumers indicated that they were
not adverse to service systems replacing product
ownership. This was especially the case for expensive
and low use items. Issues that were raised were the
expected additional planning effort and limited access
compared to ownership of products, a desire for a sense
of ownership (as a sign of prestige) and an emotional
attachment to products.
Acceptance and open-mindedness towards new concepts
of product use is not equal across all citizens. Different
strategies work better for different ‘types’ of people.
Strategies of lifetime extension are likely to be most
65 Hirschl, B., Konrad, W. and Scholl, G. (2003) Noew
concepts in product use for sustainable consumption,
Journal of Cleaner Production, 11, 873-881.
66 This involved telephone interviews with a representative
sample of the German populationstockholm environment institute
31
successful for ownership-oriented consumers, whereas
renting, leasing and sharing should be targeted at openminded consumers as they are most likely to accept this
strategy. Insight into consumer preferences is valuable
for targeting the right audience.
Hirschl et al. goes onto explore the potential to reduce
environmental impacts using two examples. Firstly,
renting instead of owning ski equipment; secondly
going to a laundrette instead of washing clothes at home.
These examples represent two quite different activities.
Skiing is an optional household activity characterised
by temporary use of products, where renting is already
relatively common. In contrast, household washing is
a necessary and frequent activity, with the majority
of households owning a washing machine. A change
of product use will therefore be different for the two
products.
Whilst consumption of both without ownership
are shown to improve resource productivity, the
improvements are found to be signifcantly lower than
expected in much of the literature promoting PSS as
a solution to sustainability. The study revealed that a
broad brand strategy to ft all consumers is not effective
as different individuals have different preferences
towards repairs, renting and shared use etc. in different
social environments. This needs to be taken into account
when, for example launching information campaigns or
marketing strategies.
Moreover, market success is dependant on sociostructural changes and the use pattern of products.
Changing ownership behaviour of occasionally used,
expensive products will be much easier to implement
(and is already quite common), whereas it will require
much more effort to change ownership patterns of
frequently used, relatively cheap products.
Modern service concepts are not confned to products
of temporal use. Companies need to transform from
providers of goods to those of services in order to
make the shift, which will require rearrangement of the
relationship between actors, technical infrastructures,
supply and demand-side factors and organisational
patterns. Creating suitable framework conditions
and identifying and supporting change agents should
therefore be at the core of sustainability policies.
Chapter 8 summary of findings
Under the concept of a functional economy, resource throughput can be reduced through strategies of product lifetime optimisation and substituting products with services. Yet the evidence
on the full potential for each strategy to reduce
impacts is not conclusive and requires further exploration from a range of disciplines..a literature review on sustainable lifestyles
32
Asummary of the main conclusions from the evidence presented in this paper is given followed
by the identifcation of the main gaps in the evidence
base and recommendations of further research to fll
these gaps.
9.1 SUMMARY OF THE MAIN CONCLUSIONS
• Developed countries are responsible for the
majority of past emissions yet under current
territorial accounting systems they have the ability
to shift intensive production abroad. This makes
it unrealistic to expect large export countries such
as China to commit to an international climate
change agreement requiring them to reduce their
production GHG emissions.
• Lifestyle analyses require a consumption
perspective taking account the full lifecycle impact
of everything we buy and use, which is signifcantly
being influenced by trade.
• This type of analysis also requires an investigation
of the local conditions and the influence of factors
such as income, household size, education, culture,
and so forth to establish factors that drive higher
impact lifestyles.
• Limited data availability is hindering progress and
further development of lifecycle approaches is
required such as MRIO models.
• A global climate change agreement that involves
both environmental and development issues must
be realised to progress towards the drastic cuts in
emissions needed.
• Once we have met our basic needs, further
consumption doesn’t seem to make us any happier.
However, in the developed world we are increasingly
consuming goods to satisfy non-material needs.
• Our consumption behaviour is influenced by both
internal (socio-psychological, culture) and external
(institutional, economic, infrastructure) factors,
with consumer habit also playing a signifcant
role.
• Government, business and consumers all need to
act to enable sustainable lifestyles. The government
need to get the incentive system right to promote
the low carbon economy that we need.
• Different people will vary in their willingness and
ability to change and will therefore require different
approaches and incentives.
• The rebound effect is hindering progress from
improved resource effciency and must be
considered in policies aimed at improving
production effciencies.
• Product optimisation and PSS offer reasonable
policy solutions that can play a part in sustainable
lifestyles, yet need further investigation, and input
not just from an environmental discipline.
9.2 SUMMARY OF THE MAIN RESEARCH
GAPS
Firstly, there is a clear gap in data availability limiting
consumption-based models available to measure the
full lifecycle impacts of lifestyles. Whilst territorial
accounting is more common, it is not suitable to fully
answer lifestyle related questions. The methodological
challenge is the separation of where products are
produced and where they are consumed. Taking a
lifestyle perspective necessitates a consumption-based
accounting approach which assigns the impact embedded
in traded products to the country of consumption.
Previous consumption-based studies are limited to
developed countries covering only GHG emissions or
energy use. The majority use a single-regional model
which assumes imported products are produced using
the same technology as domestic products as there
isn’t detailed data on production technologies in other
countries. Progress has been made with the development
of MRIO models yet sectors and product groups are
highly aggregated.
9 Key evidenCe, gaps in the evidenCe and reCoMMended
future researChstockholm environment institute
33
Secondly, the climate crisis necessitates a global effort
to reduce emissions of GHGs, yet the absence of an
accepted global climate change agreement represents
a much needed effort towards achieving this. There is
an obvious gap preventing successful uptake of a global
agreement outlining who is responsible for what amount
of GHG reductions.
Thirdly, there is no clear roadmap and associated
accounting framework to show how to deliver
substantial emissions reductions, especially over short
periods of time. It is widely known that demand for
energy, travel and food are the three largest consumption
categories, yet what measures are required to achieve
drastic reductions is largely undefned.
Finally there is insuffcient research aimed at reducing
consumer demand. There isn’t the acknowledgment
needed to recognise that in order to reduce the impact of
our lifestyles we must consume less. Ways of shifting from
a current culture of limitless consumerism to a society
with less materialistic aspirations are largely absent
from strategies. Most contemporary environmental
strategies focus on decoupling environmental impacts
from economic growth through improving resource
effciency on the supply side. Whilst the impact per
pound spent is reduced, economic growth implies
increasing fnal consumption which raises consumer
spend and drives environmental pressures. Therefore,
eco-effciency strategies must be complemented with
changes in consumption patterns as well as a reduction
in levels of material consumption.
A research gap seems to exist in understanding the
environmental impacts of alternative consumption
systems, for example based on product to service
substitution. Current understandings of the full
sustainability impact of alternative consumption
systems are limited.
9.2 RECOMMENDATIONS
Four priority areas, combining the above summarised
research gaps, that require further investigation are
highlighted, and recommendations of what is needed
are presented within each.
Consumer-based methodological
development
Further methodological improvements can be made.
For example, better data coverage across countries can
enable multi-regional models to provide more detail
on impacts arising from trade between countries. In
IO modelling disaggregating the economic sectors
can provide the opportunity for much better detail on
specifc goods and services. With the availability of
good quality data at a more detailed sector level, a
hybrid model can bridge this gap.
The use of mixed-unit input-output models (MUIO),
measured in mixed units, not in a single, aggregated
mass unit nor in a single, aggregated monetary unit
but rather the most appropriate unit for measuring
the characteristic output of each sector, represent an
opportunity for more detailed supply chain management
and lifecycle assessment. For example, most of the
GHGs associated with the lifecycle of products arise
in fuel combustion processes, therefore hybrid energy
models provide the most robust way of assigning energy
flows and related GHG emissions throughout the supply
chain to fnal products.
Representing physical flows in terms of mass or energy
units can reduce the uncertainty associated with price in
monetary IO models and allows researchers and policymakers to directly model the flows they are interested
in. The unit measured will depend on the application.
The political momentum to accept a more just
international burden-sharing scheme
Whilst this is predominately a political issue, it represents
the fact that work is needed to establish an agreement
in which all countries will sign up to. Research is
needed looking into systems that could bring about an
acceptable climate change regime.
There is a reasonable level of agreement amongst nations
that a 50% cut in emissions is required at a global level.
This is reflected in the G8 agreement to “consider and
adopt” a target of at least a 50% reduction in carbon
emissions by 2050. But a global deal on who should
do what and by when is still some way off. Emerging
economies such as Brazil and South Africa have placed
an emphasis on industrialised nations reducing their
emissions by 80-95% below 1990 levels by 2050 as
they are responsible for the majority of past emissions.a literature review on sustainable lifestyles
34
However, emissions’ responsibility is currently
done nationally which makes it unrealistic to expect
large export countries such as China to commit to an
international climate change agreement requiring them
to reduce their production GHG emissions. In terms of
development and equality, clearly drastic reductions
will be needed if less economically developed countries
are to develop in a carbon constrained world.
The GDRs attempt to provide a global agreement
which places development at its core, recognising each
country’s right to develop and lift people out of poverty
while avoiding dangerous climate change. However,
until there is the political momentum and such a
framework is accepted it merely represents a model of
inequality.
Setting the right institutional framework for
change
Research which brings together government and
researchers to establish a road map to deliver substantial
emissions reductions is needed. It is essential to see
what actions, from both the producer and consumer,
will actually deliver the necessary targets. Government
and researchers can work together to establish these and
ensure their implementation.
A barrier to overcome is the lack of a strategic overview
of government intervention policies which has lead
to conflicting policies pulling in different directions.
For example tax breaks on renewable energy being
contrasted with subsidies for coal production. To
overcome this concern, a full analysis of the impacts of
policies on the environment will go some way to pull
government intervention in the right direction and to set
the appropriate institutional framework for change.
Adjusting our prices comprehensively for the costs of
carbon, incentivising low carbon living and closing
the resulting sustainability gap, should have highest
priority on our climate change agenda. Without such
internalisation of the external costs for climate change
we will not be able to achieve the required carbon cuts.
This includes “getting the prices right”, choice editing
and a consequent re-development of the housing and
transport infrastructure.
Determining what it means to consume less
Consuming less, whilst not explicitly, is at the core
of some suggested strategies for sustainable living:
improved production effciencies consume fewer
resources; extending the lifespan of products slow rates
of consumption; product-service systems are intended
to reduce production; adjusting the costs of products to
reflect their environmental impact encourages people to
buy cheaper low impact products and less high impact
products; and working less hours gives us less spending
money but more quality time for social activities.
However, the literature relating to consuming less on
the demand side is limited and research is required
to explore fully the impacts they will have and the
co-benefts that can be achieved (e.g. working less
provides more social time). Also, and very importantly,
work is needed to transfer these into the political arena
and make them attractive to consumers, which could be
achieved in part through redefning our progress from
economic advancement to quality of life.
This is not to say that work on the production side is
complete and more is needed to meet targets, such
as providing the infrastructure for renewable energy
technologies.