PART E—PROJECT DESCRIPTION
E1 PROJECT TITLE: Prediction of Sea Level Change around Australia and its Calibration and
Validation by Satellite-Geodetic Measurements
E2 AIMS AND BACKGROUND
Describe the background to the project. Include information about recent international progress in the field of
the research, and the relationship of this proposal to work in the field generally. Refer only to refereed
papers that are widely available to national and international research communities.
E2.1 Problem Definition
It is widely acknowledged that the Earth’s atmospheric temperature is increasing (eg. IPCC, 2001),
thus causing previously ice-covered areas to melt (i.e., deglaciation). This is alleged to cause the
phenomenon termed “sea level rise”. However, sea level will not necessarily rise in all parts of the
globe. Indeed, it may even fall in some regions.
This is because there is a redistribution of mass (due to movement from ice-covered regions to the
oceans, changes in the ocean circulation, and isostatic rebound/depression due to surface un/loading),
which causes the Earth’s centre of gravity (geocentre) and orientation of the spin axis to change (eg.
Gasperani et al., 1986; James and Irvins, 1997; Mitrovica et al., 1991, 2001; Mitrovica and Milne,
1998; Sabadini and Vermeersen, 1997). In addition, the redistribution of mass alters the Earth’s
gravitational field and hence the geoid (eg. Tamisiea et al., 2001). Since mean sea level mirrors the
geoid (i.e., the flow of water is driven by gravity), the result is that sea level, though increasing in
volume, will rise and fall by different amounts in different regions. Clearly, this will have differing
consequences in different parts of the world (Figure 1).
before after
Figure 1. The concept of geocentre, spin axis, gravity and hence sea level change after deglaciation: the resulting change in
the geoid will cause sea level to vary by different amounts in different areas, and may fall in some.
Most previous investigations in this field have concentrated on historical changes in sea level back to
the last Ice Ages (eg. Kaufmann, 2002; Donato et al., 2000; Feng and Hager, 1999), including studies
around Australia (eg. Chappell, 1983; Lambeck and Nakada, 1990; Milne and Mitrovica, 1998b). The
proposed project is novel in that it seeks to make future predictions of sea level change based on
syntheses that have been calibrated and validated (albeit to a time-limited extent) by satellite geodetic
data. This is a demanding project, principally because of the many issues to be considered and the
Earth is a complex dynamical system (see Figure 3) with different geodynamic phenomena interacting
in various ways (eg. Cazenave et al., 1999; Lambeck, 1998).
According to ARC guidelines, this is classified as a combination of pure and strategic basic
research; that is, it is a combination of curiosity-driven experimentation, but the outcomes should lead
to improved decision making for Australia and its neighbouring countries. At present, many
predictions of sea level change are based on the global estimate of an 1.8mm per annum rise (eg
Douglas, 1995), thus neglecting the phenomena that cause it to fall or rise by different amounts in
different areas (cf. Flemming et al., 1998; Mitrovica and Davies, 1995). This needs redressing.
10E2.2 Primary Aims and Outcomes
This project will refine a synthetic model of the Earth’s mass distribution (based on the best
data currently available) to simulate changes in the gravity field, spin axis and geocentre caused
by deglaciation. The synthetic gravity field developed as part of ARC large grant A00001127 to
Featherstone (see the progress report in Section D2) will be adapted for this purpose by adding ice
sheets, which will then be ‘analytically’ melted and the resulting changes to the geoid (mean sea
level) quantified as a function of position.
These simulated changes in the geoid will be used to map the expected rises and falls in
regional sea level as a function of time. The synthetic model will also be used to predict various
scenarios based on different (realistic) rates and distributions of deglaciation and the associated
isostatic rebound of the Earth’s crust after the removal of the ice masses (cf Figure 2), as well as
the isostatic depression caused by the additional loading (cf. Johnston and Lambeck, 1999; Peltier,
1999). This forms the curiosity-driven component of the research program.
The changes in sea level predicted by the synthetic Earth model will be calibrated and validated
(cal-val) using contemporary estimates of (i) mass balance from satellite radar altimetry and (ii)
temporal changes in the Earth’s gravity field from dedicated satellite gravity field missions (cf.
Satoi et al., 2001). The upcoming ICESAT satellite altimeter mission will observe changes in the
ice coverage very precisely and with a high spatial and temporal resolution. Since most of the
resulting geodynamical processes leave their signatures in the gravity field of the Earth, the static
and time-variable components of the Earth’s gravity field will be observed very precisely by the
CHAMP and GRACE, and ultimately GOCE satellite gravity field missions (cf. Bentley and
Wahr, 1998). Importantly, this combination of data types will provide a better calibration and
cross-validation of the techniques adopted, and hence a more reliable prediction of the change of
environmental parameters. This forms the strategic-basic component of the research program.
The resulting cal-val’ed synthetic model will then be used to extrapolate the expected regional
changes in sea level from various scenarios (rates and locations) of deglaciation. As well as
providing a useful dataset for generic Earth system science, the models can also be used for
improved decision making and planning. Examples include improved coastal defences against
storm surges, especially in the low-lying islands of the Asia-Pacific region, relocation of
population centres for the longer term, and management/relocation of emergency services.
E3 SIGNIFICANCE AND INNOVATION
Describe how the research is significant and whether the research addresses an important problem. Describe how the
anticipated outcomes advance the knowledge base of the discipline and why the project aims and concepts are novel and
innovative. Detail what new methodologies or technologies will be developed.
This research program indisputably addresses an important problem. Global climate change is
probably the most well known environmental phenomenon facing society today, and more so in the
future. Most people believe that sea level will rise with global warming and are totally unaware that it
may also fall in some regions because of the complex interactions in Earth system dynamics. The
importance of this project is that it will indicate whether sea level will rise or fall in Australasian, and
thus educate people as to the regional impacts of global warming.
The project will add significantly to the knowledge base in this discipline because of its novel
approach of looking towards the future. As stated earlier, previous studies in the field have only
considered the historical effects of deglaciation after the last Ice Ages (eg. Kaufmann, 2002).
Admittedly, this was driven by the need to quantify these effects for geodynamic studies. The result of
this research program may also provide some useful data to these geodynamic studies, but the primary
focus is on the quantification of regional sea level changes for improved decision-making.
11E3.1 Significance
The proposed program is significant in that it will provide explanation of the different estimates of sea
level change observed at different places around the Earth (cf. Mitrovica and Davies, 1995). However,
these observed differences can be explained (reasonably adequately) by other geophysical processes
such as land subsidence or uplift, rather than real sea level change. Therefore, there is the need to
separate these conflicting signals. One outcome of this program is that it will allow models to be
constructed that will predict whether sea level should be falling or rising based on the changes in the
geoid. These can be applied to field measurements to remove biases, thus generating a better estimate
of the true sea level change. The project is also of practical significance to the Asia Pacific region,
which characterised by several low-elevation island nations. The benefits of this research to Australia
and the region are given in Section E5.
E3.3 Innovation
As stated, current predictions of sea level change assume a constant rise of ~1.8mm/annum. The
innovative nature of this program lies in the fact that it is predictive of rise and fall (i.e., true change),
whereas most previous studies have only looked back in time to the last Ice Ages (Section E2.1). For
this predictive element to be valid, the synthetic model will be calibrated using data from new satellite
geodetic techniques. The ICESAT mission data will be used to estimate rates of deglaciation, and the
resulting gravity changes will be sensed by the highly precise dedicated satellite gravity field missions,
GRACE, CHAMP and GOCE. No such program has been attempted, because of the lack of these
precise datasets, and to the best of our knowledge, no such program has been proposed. Therefore,
this program has the potential to place Australia as an important contributor to studies of global
change. It will also allow Australia to provide better-informed aid to its Pacific neighbours.
E4 APPROACH
Outline the conceptual framework, design and methods and demonstrate that these are adequately developed, well
integrated and appropriate to the aims of the project.
E4.1 PHASE ONE: Refinement of the existing synthetic Earth gravity model (1 year)
The synthetic gravity forward model developed as part of ARC large grant A00001127 (Section D2)
uses the most up-to-date and realistic estimates of the Earth’s mass-density distribution to generate the
Earth’s external gravitational field and the geoid (mean sea level) using Newton’s laws of gravitation.
However, this model is essentially static in that it assumes that the rotation rate, spin axis and
geocentre are invariant. While this was acceptable for the gravity field studies for which it was
designed, the proposed project will refine this synthetic Earth model to the fourth dimension of time
and will also generalise it to consider the viscoelastic (isostatic) responses due to the removal of loads
from the Earth’s surface (due to deglaciation) and the addition (due to mass redistribution), while
preserving the mass of the Earth.
For a pseudo-static case, this is a trivial process. The ice sheets can be added to the synthetic Earth
model based on the most up-to-date estimates of ice-sheet thickness (eg. Kaufmann, 2002) and the
corresponding geoid deduced. All investigators have a large amount of experience in this aspect.
Some additional, but simple, work will be needed to generate the changes to the location of the
geocentre and the spin axis (Figure 1). These computations will be based upon the laws of
conservation of angular momentum, as well as the fundamental equations defining the Earth’s
moments and tensors of inertia (eg Marchenko and Schwintzer, submitted).
The problem becomes more complicated when the viscoelastic response of the Earth is taken into
consideration. Specifically, as the ice masses are removed from the Earth, the crust rebounds at a rate
governed by the local mechanical properties of the crust. This phenomenon is well known as
postglacial rebound and is currently observed at a maximum rate of ~10mm/annum in Fennoscandia
(eg. Milne et al., 2000). Similarly, as the additional masses are redistributed around the Earth, these
cause an additional load that depresses the crust (eg. Johnston, 1993). Importantly, these rebound and
12depression effects change the moments and tensors of inertia of the Earth, its external gravity field and
long-term tides. Accordingly, there is an iterative element to this process.
The above are important considerations if the results of this research are to be compared with
contemporary and future tide gauge estimates of sea level because the vertical motion of the crust, due
to the additional loading of the sea water, must be separated from the sea level change measurements.
Therefore, the synthetic Earth model will be adapted quite considerably to consider viscoelastic effects
of surface loads. Even a cursory glance of the literature in this area (see the reference list) shows that
this is a complex problem, with widely differing philosophies and models used. Accordingly, these
different models will be programd into the synthetic Earth model and numerous simulations run.
Importantly, the comparison with contemporary satellite-geodetic data (phase two of the proposed
program) will be used to select the appropriate model.
Coupled with the above are the
variable timescales over which these
geodynamic processes occur (Figure
2), which needs to be considered
during the four-dimensional
construction of the synthetic Earth
model. Of these processes, the ocean
circulation and Earth rotation
components are relatively
straightforward to model using existing
techniques (eg. Milne and Mitrovica,
1998a). As stated, however, the
postglacial rebound and loading effects
are problematic and controversial.
These effects will be given more
attention, where the synthetic Earth
model is programmed to consider the
various approaches, and simulations
run.
Figure 2. Time and length scales of Earth rotation, ocean circulation and
postglacial uplift/depression that will be implemented in the synthetic Earth model
E4.2 PHASE TWO: Calibration and Validation using Satellite Geodetic Data (2.5 years)
Two distinct types of satellite geodetic missions are planned in the near future; these are the GRACE,
CHAMP and GOCE gravity field missions and the polar ice-shield ICESAT mission. These will
provide extremely detailed information about contemporary changes in the ice-ocean mass balance and
the resulting temporal and spatial signature in the Earth’s gravity field. As such, they will be used to
calibrate and cross-validate the synthetic Earth model so that its longer-term predictions (phase three)
are scientifically justifiable.
ICESAT: This mission will measure the distance of the ice sheet to the spacecraft with a precision
better than 10 cm. As such, the variability of the glacial ice mass thickness can be inferred from these
data. The change of the ice-shield thickness can be converted into variations of sea level. Using
standard topographic gravity reduction techniques, this ice thickness change and the sea level variation
will be converted into changes of gravity anomalies at sea level. Stokes’s theory can convert this
change of gravity anomalies in changes of the disturbing potential. Keller will use his European
contacts to access the ICESAT data, which has been granted tentatively at this stage, and will be
confirmed after the Announcement for Opportunity has been made for this mission.
CHAMP, GRACE and GOCE: These are three dedicated satellite gravity field missions, operated by
Germany, the USA and the EU, which will measure the Earth’s external gravitational field to
13unprecedented levels of precision. This will allow temporal changes in the Earth’s gravity field due to
geodynamic and hydrodynamic processes to be observed for the first time. Current simulations of
these data (eg Rummel et al., 2001) show that they will be able to resolve the gravity field to a spatial
resolution of a few hundreds of kilometres with a temporal resolution of a few months. Keller, by
virtue of his association with the GRACE mission, will supply these data.
A comparison of the time-variable part of the gravity field from the GRACE/CHAMP/GOCE with icemass balance from ICESAT will separate the ice mass change signature from other sources of the time
variability of the gravity field. The relations between the low order spherical harmonic coefficients
with the principal moments and tensors of inertia of the Earth will be used to derive variations in the
location of the geocentre and the directions of the principle axes of inertia, hence the geocentre and
spin axis (cf. Marchenko and Schwintzer, submitted). The cal-val of the synthetic Earth model
(Section E4.1) will be achieved using forward and inverse approaches (given below). Importantly, this
research project aims to use a combination of both data types for a more reliable and cross-validated
prognoses of sea level change. As well as using two (largely independent) data sources, this will be
done as a two-step procedure, thus allowing further cross validation.
E4.2.1. Forward computation
The modelling of the interaction of the changes of polar ice-mass balance with other geodynamical
processes (Figure 3) will predict the resulting signatures in the Earth’s gravity field and hence the
regional sea level. This is essentially the prediction phase. This is necessary because geodynamical
processes interact in very complicated ways. Partially, these processes can be observed directly;
partially, these interactions can be mathematically modelled. These will be applied as necessary.
Figure 3. System Earth; in black: Some of the geodynamical processes interacting with the change of polar ice mass
balance; in dark grey: Observation techniques, which can partially monitor some of these processes; in light grey: Models,
which can predict the timely development of geodynamical processes from given observations.
In the forward step, observed satellite data will be fed into standard models (i.e., those used routinely
by the relevant scientific communities) to predict changes in steady state ocean circulation, sea level
change, and changes in the Earth's rotation. This will give justifiable cal-val of the predictions made
using the synthetic Earth model. As stated, the non-steric part of the sea level change has two major
sources:
141. Melting of the polar ice-shields and the redistribution of the water masses to the oceans.
2. Land height change due to postglacial rebound and depression due to additional water loading.
Figure 4 (left) The relationships between sea
level change and ocean circulation
The isostatic uplift and depression can
be predicted from multi-layered
viscoelastic Earth models using
prehistoric glaciation records and
estimates of rheological parameters as
input (eg Donato et al., 2000). A secular
trend of land uplift and uplift rates at
different locations will be deduced from
this model. The ice-mass changes
detected from ICESAT can be converted
into ocean water inflow using standard
mass-conservation models. The
resulting effect from land uplift/fall and
sea level change from water inflow into
the ocean basins gives an estimation of
the non-steric part of the sea level
change. Importantly, the water from the
melted polar ice shields will not
distribute uniformly over the oceans but will interact with the existing ocean circulation models and
alter them (Figure 4). Ocean circulation models can provide this interaction. Therefore, standard
models endorsed by the physical oceanographic community will provide this component.
Figure 5 (right). Earth rotation changes
The mass redistribution will also alter the
gravity field and the changed shape of the
geoid will influence the steady state ocean
circulation. Therefore, synthetic Earth
model must detect the mass changes
determined by ICESAT and to predict
changes in the geoid. These geoid changes
will be assimilated in the ocean circulation
models. As a result, prediction of the
changes in ocean circulations with a spatial
resolution of about 1000 km and a time
resolution of about a decade can be
expected.
The mass redistribution due to the
melting of the polar ice caps and the
resulting postglacial land uplift also modify
the principal axis and principal moments of
inertia of the Earth. These will strongly
affect the behaviour of the Earth's rotation.
Using relations between Stokes constants in
the spherical harmonic expansion of the gravitational potential and the principal moments of inertia,
well known from potential theory, the change in the gravitational potential can be related to the
15changes in the length of the day (LOD). The ice-mass-induced influence on the Earth rotation can be
deduced from the synthetic model of the ice mass change. More directly, the viscoelastic Earth model
gives indications about the change of the principal moments of inertia. Using standard gyro theory, the
change of the moments of inertia can be translated into changes in LOD (Figure 5). Therefore, a fairly
precise estimate of the secular rate of change of LOD can be expected as a by-product of these studies.
E4.2.2 Inverse computation
The observation of the signatures from GRACE/CHAMP/GOCE, ICESAT, tide-gauge, GPS and VLBI
observations will be used to estimate uncertainty parameters in the above-mentioned models. This is
essentially the cal-val stage. For geodynamical phenomena, such as ocean circulation, long-term tides
and Earth rotation, well established observational and mathematical models are available to the
geophysical and geodetic community, which will be adopted for this study. The information they
provide is located on different time-scale domains: generally, the observations cover the short-term
and the models the long-term. Therefore, the observations can be used to calibrate the models and thus
give a long-term prediction about the evolution of regional sea level change.
Figure 6. Observation of steady-state ocean circulation and sea level change from satellite geodesy
The typical observation method for estimating ocean circulation is to measure sea surface heights from
satellite radar altimetry (eg Kuhn, 2001; Kuhn et al., 2001; cited in his publication list) and compare
these to geoid heights coming from dedicated gravity field satellite missions (Figure 6). The resulting
sea surface topography information and its changes can be converted into circulation velocities and
velocity changes. This can be compared to the model predicted circulation data in order to improve
the parameters of the circulation model used, if necessary.
Worldwide Earth rotation observations made by the GPS and VLBI satellite- and space-geodetic
techniques, respectively, are collected and processed by the International Earth Rotation Service
(IERS). The resulting Earth rotation time-series will be compared with the predicted change rates of
LOD from the synthetic Earth model. This comparison may give hints how to improve the rheological
parameters in the viscoelastic components of the synthetic Earth model. That is, these parameters will
be varied as a function of location so as to give a rotation rate that is consistent with contemporary
observations.
E4.3 PHASE THREE: Extrapolation of sea level change over time in Australia (6 months)
Once the synthetic Earth model has been developed and cal-val’ed using satellite geodetic data, it will
be used to run numerous simulations to predict the changes to current sea level around Australasia.
These data will then be used for scenario planning in terms of what areas are most vulnerable to
flooding (and what areas will be less vulnerable to flooding in the case of sea level fall). These
scenarios can then be used by Government and State agencies to anticipate flood defences and
auxiliary activities, such as emergency services planning. While we will run the scenarios, the model
16will also be supplied to interested parties so that they can vary the parameters for themselves. This
will help open the model to a wide variety of scientific and practical scrutiny.
E4.4 Work completed to date
As stated, the static component of the synthetic Earth model has been developed and successfully
applied to the cal-val of existing gravity field determination techniques. From our literature reviews,
we are now confident that we understand the key components that must be adapted in this model.
Given that we have constructed the static synthetic Earth model, we anticipate that these adaptations
will be relatively straightforward. As stated, access to the GRACE, CHAMP, GOCE and ICESAT
datasets will be facilitated via Keller. As such, Keller is a key member of the research team from both
the scientific and pragmatic viewpoints. Other key contributors (eg. Kurt Lambeck, Jerry Mitrovica
and Glen Milne), while not justifying full investigator status, may be consulted via email and
conference attendance during the program if necessary because of their experience in historical
modelling of sea level change (see the reference list).
E5 NATIONAL BENEFIT
Describe the expected outcomes and the likely impact of the proposed research. Describe how the research project might
result in economic and/or social benefits for Australia.
The national and economical benefits to Australia from this project will be realised in the longer term
(say, >10 years). However, sound planning, based on scientific fact, is indisputably valuable. The
ultimate benefit is that Australia will be well positioned to plan for changes in the shape of the
coastline and changes in the areas more and less likely to flood. This is important because the large
majority of the Australian population inhabits coastal and low-lying areas. The social and economic
benefits are clear. People will be less likely to be displaced by floods, emergency services will be
better located and prepared, and insurance claims (and hopefully premiums) should be reduced or
maintained at current levels. Australia will also be in a position to advise our near neighbours with
very low-lying topography, notably the many island nations in the Asia Pacific region, on effective
prediction and management strategies. This will also reduce Australia’s support needed in times of
environmental crisis for our neighbours.
E6 COMMUNICATION OF RESULTS
Outline plans for communicating the research results.
The normal academic avenues of publication in conference proceedings and peer-reviewed journals
will be used to disseminate the results of this research program. Importantly, the peer-review process
provides some form of quality control and solicits useful feedback on the project; likewise with
conference attendance. The Geodesy Group's web (http:/www.cage.curtin.edu.au/~geogrp/) will be
used for the rapid dissemination of results. Featherstone has also produced 'popularised' explanations
of geodetic concepts for the layperson. One notable example is Featherstone (1996 - The Australian
Surveyor), which gives a description of the Geocentric Datum of Australia. This strategy will be
replicated to educate the wider population about this program.
Ultimately, we would like to publish a paper in one of the high impact, prestigious journals
such as Nature or Science. We feel that this is warranted given that studies on the historical aspects of
this project have been published in these forums (eg. Chappell, 1983; Milne et al., 2001; Mitrovica et
al., 2001). Importantly, the project is sufficiently novel in that it seeks to undertake predictions rather
than historical analyses, which should alone justify its reporting in these media. Of course, other highimpact journals such as the Journal of Geophysical Research, Geophysical Journal International,
Earth ad Planetary Science Letters, Journal of Geodesy and Journal of Climate Change will also be
targeted for reporting the specific details of the techniques used. These journals will be targeted
17because they have reported the historical aspects of sea level change since the last Ice Ages and we
wish to communicate our predictive strategies to this same readership.
E7 DESCRIPTION OF PERSONNEL
Summarise the role, responsibilities and contributions of each Chief Investigator and Partner Investigator.
Summarise the roles and levels of involvement of other participants, such as technical staff.
Different members of the proposed research team have complementary experience in the different
fields required to successfully undertake this project. Accordingly, we believe that we have assembled
the most appropriate team of experts to undertake the project. In addition, each member has a good
working knowledge of all aspects of the project. Therefore, rather than relying on one person to
undertake each aspect, true collaboration will be achieved.
Dr Michael Kuhn (PDF) will take most of the intellectual responsibility for the project, duly assisted
by Featherstone and Keller. He is an early career researcher (ECR), who is already making a positive
impact on and is well regarded in geodesy. He has demonstrated experience in satellite altimetry (eg
Kuhn 2001, Kuhn et al. 2001) and sea level change observation (Bosch et al., 2000). Importantly, he
was employed as the Research Associate on Featherstone’s ARC large project on synthetic gravity
field modelling (Section D2), of which this project is an extension. He is intimately involved with the
software and techniques used to construct the existing static synthetic Earth model. As such, it will be
very efficient for him to continue to develop and refine this model for the proposed project.
Professor Will Featherstone (CI), as well as working on all the functions in Section E4, Will, as CI,
will be responsible for the overall management of the program. He has experience of successfully
managing ARC projects (having been awarded over $1M in ARC grants since 1993). He has also
earned a reputation for delivering results in a timely and professional fashion (eg. AUSGeoid98 from
ARC large grant A49331318). His scientific role in this project will be in the development of the new
synthetic Earth model (having a base degree in geophysics and planetary physics). As he was
instrumental in the intellectual development of this project and the existing synthetic Earth model, he
will be able to drive its future refinement. Featherstone will also be involved in the dissemination of
the research results to the Australian community via his contacts in academia and government.
Professor Wolfgang Keller (PI), as well as providing key data to the project, will bring his extensive
mathematical expertise to the project. He has an excellent track record of transferring new techniques
from mathematics to solve geodetic problems (as demonstrated by his publication record). Therefore,
he will be instrumental in the first two phases of the project, from the mathematical modelling of the
synthetic Earth model, to the provision of the calibration data. His contacts with the suppliers of the
data in Europe will also be essential in terms of acquisition and determination of any nuances in the
data.
Research Associates (unnamed as yet): The program will require two full-time ARC Research
Associates (incrementing from ARC level A1) to assist the team on most of the aspects in Section E4,
to help write and test software, and to run the numerically intensive computations. If Kuhn is not
awarded a PDF, he will be appointed to the physical geodesy position. However, we will still need the
physical oceanographer (the second RA) to program and run the ocean circulation models. One PhD
student may work on projects that are not critical to the ultimate outcome of the program. An
Australian Postgraduate Award will be sought for this aspect, should a suitable candidate present
him/herself.
1819
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