international journal of medical informatics 8 3 ( 2 0 1 4 ) 159–169
journal homepage: www.ijmijournal.com
Review
Impacts of structuring the electronic health record: A
systematic review protocol and results of previous reviews
Hannele Hyppönen a,∗, Kaija Saranto b, Riikka Vuokko a, Päivi Mäkelä-Bengs a,
Persephone Doupi a, Minna Lindqvist a, Marjukka Mäkelä c
a Institute for Health and Welfare (THL), Department of Information, PB 30, 00271 Helsinki, Finland
b University of Eastern Finland, Finland
c Institute for Health and Welfare (THL), Service System Department, Finland
a r t i c l e i n f o
Article history:
Received 12 February 2013
Received in revised form
27 November 2013
Accepted 28 November 2013
Keywords:
Electronic health records
Data structure
Systematic literature review
protocol
Information quality
Process quality
a b s t r a c t
Purpose: This paper (1) presents the protocol of an on-going systematic literature review on
the methods of structuring electronic health record (EHR) data and studying the impacts
of implemented structures, thus laying basis for the analysis of the empirical articles (2)
describes previous reviews published on the subject and retrieved during the search of
bibliographic databases, and (3) presents a summary of the results of previous reviews.
Methods: Cochrane instructions were exploited to outline the review protocol – phases and
search elements. Test searches were conducted to refine the search. The abstracts and/or full
texts of review papers captured by the search were read by two of the team members independently, with disagreements first negotiated between them and if necessary eventually
resolved in the team meetings. Additional review articles were picked from the reference
lists of the reviews included in our search results. The elements defined in the search strategy and analytic framework were converted to a data extraction tool, which was tested by
extracting data from the reviews captured by the search. Descriptive analysis of the extracted
data was conducted.
Results: The 12-stage review protocol that we developed includes definition of the problem, the search strategy and search terms, testing the strategy, conducting the search,
updating search from references found, removing duplicates, defining the inclusion and
exclusion criteria, exclusion and inclusion of papers, definition of the analytic framework
to extract data, extracting data and reporting results. Our searches in fifteen electronic bibliographic databases retrieved 27 reviews, of which 14 were included for full text analysis.
Of these, 11 focused on medical and three on nursing record structures. The data structures
included forms, ontologies, classifications and terminologies. Some evidence was found on
data structure impact on information quality, process quality and efficiency, but not on
patients or professionals.
Conclusions: The 12 step review protocol resulted in a variety of reviews of different ways
to structure EHR data. None of them compared outcomes of different structuring methods;
all had a narrower definition of the Intervention (a specific EHR structure) and Outcome
(a specific impact category). Several reviews missed a clear connection between the data
∗ Corresponding author. Tel.: +358 50 3751858.
E-mail address: [email protected] (H. Hyppönen).
1386-5056 © 2013 The Authors. Published by Elsevier Ireland Ltd.
http://dx.doi.org/10.1016/j.ijmedinf.2013.11.006
Open access under CC BY-NC-SA license.160 international journal of medical informatics 8 3 ( 2 0 1 4 ) 159–169
structures (interventions) and outcomes, indicating that the methods and applications for
structuring patient data have rarely been viewed as independent variables. The review protocol should be defined in a manner that allows replication of the review. There are different
ways of structuring patient data with varying impacts, which should be distinguished in
further empirical studies, as well as reviews.
© 2013 The Authors. Published by Elsevier Ireland Ltd.
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 160
2. Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 161
3. Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 161
3.1. The protocol for the systematic review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 161
3.2. Description of previous reviews captured and analysed . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 162
3.3. Summary of the impacts of the structures reviewed . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 166
4. Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 166
4.1. The review protocol . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 166
4.2. PICO-elements of previous reviews . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 166
4.3. The reviewed (and missing) impacts of structuring EHR data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 166
4.4. Strengths and weaknesses of the study. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167
5. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168
Author contributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168
Conflict of interest statement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168
Appendix A. Supplementary data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168
1. Introduction
The primary purpose of electronic health record systems (EHR
systems, see annex 1 for abbreviations used in this article) is
to support efficient, high-quality integrated health care, independent of the place and time of health care delivery. It is
estimated that information and communication technology
(ICT) implementation can result in care that is safer, and more
responsive to patients’ needs and, at the same time, more
efficient [1]. The range of possible ICT applications in the
health care sector has increased exponentially, with a number of countries progressing from local towards regional or
national level patient/health information exchange [2–7]. In
many eHealth implementation strategies, the importance of
defining standard structures for core patient information is
crucial [7,8]. Structuring patient data is perceived to support
clinical care processes, facilitate new technologies for increasing patient safety and care quality, enable quality monitoring
of the health service processes and evidence-based management locally, regionally and nationally by enhancing collection
of statistical information [7,9,10]. It is also assumed to enable
easier participation of citizens in their care process. Evidence
to support these assumptions is, however, yet scarce [11,12]
while the balance between risks and benefits of free text vs.
structured data in EHR documentation has long been identified as a fragile one [13–15].
In Finland, one of the leading countries in global eHealth
[16,17], the national health information archive (KanTa) is
being implemented step by step from 2009 to 2016. In addition
to the document archiving service, the architecture supports National Health Information Exchange Services for both
professionals and citizens. Both implemented and planned
solutions depend heavily on the use of various classifications,
the adoption of which has progressed rapidly [18,19]. The systematic review protocol and review of reviews outlined in this
paper are part of a project intending to inform the evidencebased planning of the Finnish national health information
system’s evaluation and monitoring. The aims of this paper
are:
(1) To present a protocol for a systematic literature review on
methods of structuring electronic health record (EHR) data
and studying their impacts, thus laying basis for search
and analysis of the empirical articles,
(2) To describe previous reviews published on the subject and
retrieved during the search of bibliographic databases, and
(3) To present a summary, using the analytical framework proposed for this review, of the results of the reviews analysed
for this paper.
In accordance to good research practices, we describe in
this paper the stages and rationale of the study protocol developed and applied for the systematic review. We present and
discuss the results of analysing earlier reviews on the subject
identified through our search of bibliographic databases and
we report on the current state of progress in our review of
empirical studies, the final results of which will be offered in
forthcoming publications.
Open access under CC BY-NC-SA license.international journal of medical informatics 8 3 ( 2 0 1 4 ) 159–169 161
We started the analysis with a review of existing reviews
because we needed to know what evidence was already available, and ideally (in case of finding a review with thorough
methodology) we could have updated an existing review. Secondly, the empirical studies referred to in the reviews were
used as test cases for making sure our search strategies were
sensitive enough. We compared the references of the empirical articles to our original search results in order to test the
sensitivity of our search strategies and to update our search
result. In addition, we wanted to test our data extraction model
for the review of primary empirical studies. A secondary benefit of this order of proceeding was also that we could describe
the review methodology properly and refer to it in the followup articles.
2. Methods
A systematic literature review is a comprehensive, protocolbased review and a synthesis of research focusing on a chosen
topic or on defined research questions. A review team was
brought together that consisted of an informatician, a systematic review specialist, two medical informatics specialists
and an evaluation specialist. The team met regularly to outline the review protocol. Cochrane instructions on the review
protocol [20] were modified to fit our purpose: We outlined
the questions that we were addressing for the basis of our
search strategy as advised in the protocol, and used the PICOelements to define the search terms and their combinations.
PICO refers to defining the Population (Participants), Intervention (or Exposure for observational studies), Comparators
(main alternative interventions) and Outcomes. PICO allows
taking a systematic approach to the literature search from
bibliographic databases [20].
Following the Cochrane protocol, we then defined the criteria against which the search results would be assessed for
exclusion and inclusion in the review. Instead of defining the
health problem and the interventions to tackle it, as suggested
by the Cochrane instructions, we focussed on various anticipated outcomes of different methods of structuring patient
data. We used existing frameworks to define indicators for
measuring benefits and potential harms, but did not use study
design as one of the inclusion criteria as advised by the
Cochrane protocol. Following the Cochrane protocol we outlined the process for assessing, and summarizing studies in
the review.
To limit the number of hits, “news” & “letters to editors”-
categories were excluded already in the search phase. Review
articles were processed separately from other results of our
search strategies. Before proceeding to the exclusion round,
we updated our material by searching for relevant publications in the reference lists of the reviews retrieved. The review
articles were also used to test the analysis framework and to
produce a summary of earlier findings as background reference.
We drew a flow chart of the reviewing progress and results
at each phase of the systematic review protocol. By documenting all these phases, the protocol forms a detailed record
of how we will answer the research questions, making the
process repeatable and transparent for scientific debate. The
Table 1 – The review protocol.
1. Defining the research problem.
2. Defining the databases and search strategies using the PICO
method
3. Conducting test searches, updating the search strategy
4. Conducting searches, saving results to RefWorks reference
management system
5. Removing duplicates
6. Updating search results from reference lists of previous reviews
7. Defining exclusion and inclusion criteria
8. Exclusion using article heading and/or abstract (two
independent reviewers) plus consensus round
9. Inclusion round based on full text of remaining articles (as
above)
10. Generating information collection and reporting templates
with help of an analytical framework, testing and refining with a
sample of 22 articles
11. Extracting data from articles using the template (2
independent reviewers), data analysis
12. Generation of the review report
results-section in this paper describes our protocol in detail,
the resulting reviews and their findings.
3. Results
3.1. The protocol for the systematic review
The protocol we developed includes 12 phases as depicted in
Table 1. The research problem was defined as three research
questions. (1) What methods have been used to structure
patient information? (2) How have the resulting interventions
been evaluated? (3) What impacts have the different structuring methods produced and for whom?
The PICO-elements for our search strategy were defined
as follows: Population was specified as the different professional groups involved in documenting and utilizing EHR data,
with the addition of the term “patient access to records”.
Intervention was specified as structured documentation in
the EHR. Comparison was specified as free text or narrative
EHR documentation. Outcomes were specified as evaluation or assessment studies in order to cover a broad range
of outcomes. The elements were modified to search terms
according to each database’s terminology, supplemented with
text search. Since there is a long history of structuring the
EHR, the search spanned a period from 1975 to November 2011.
Database searches were conducted and duplicates removed in
November 2011. Annex 2 depicts, as an example, the search
strategy used in the Medline search. The databases selected,
the number of references found and remaining after removal
of the duplicates are depicted in Table 2.
The exclusion criteria used in the next step of the study
protocol (the review of headings and abstracts) are depicted
in Table 3. We used two additional criteria for Population:
The study needed to be conducted in Upper middle and High
Income countries [21], and the reporting language needed to
be Finnish, Swedish or English.
For the inclusion round (full text review), our inclusion
criteria were the positive expressions of the exclusion criteria
combined with several generic criteria, to ensure compliance
with the repeatability requirement for systematic reviews: the162 international journal of medical informatics 8 3 ( 2 0 1 4 ) 159–169
Table 2 – Databases searched number of references per database, duplicates in each new database search compared with
previous ones, and references left per database after removal of duplicates.
Database References Duplicates New references
Medline (OVID) 335 335
Cinahl 84 21 63
ProQuest Health Management 55 6 49
Science Direct 37 0 37
Linda 32 0 32
Medic 31 7 24
Cochrane Database of Controlled Trials 20 7 13
DARE 19 0 19
NHS Economic Evaluation Database 16 0 16
Academic Search Elite (ASE) 14 2 12
Arto 8 1 7
Cochrane Database of Systematic Reviews 8 0 8
PubMeda 8 0 8
HTA 1 1 0
Web of Science 1 40 10 30
Web of Science 2b 35 8 27
Sum 743 63 680
a The PubMed search was a targeted update search on selected computer science publications (of ACM and IEEE).
b A test search (Topic = (electronic patient record) AND Topic = (structured data) AND Topic = (impact)).
Table 3 – Applied exclusion criteria.
PICO-elements Exclusion criteria for headings and
abstracts
Population Not upper middle and high income
countries [21]
Reporting language not Finnish, Swedish
or English
Primary users not clinicians, nursing
staff, patients’ access to records, health
care management or researchers.
Intervention Not focusing on EMR or Nursing record
structuring or impacts of structures on
clinical work, decision support,
management or research
Comparison No specific exclusion criteria, Free text as
search term
Outcome No evaluation of outcomes of
implementation/exploitation of
structures
article is available, it is an original reference (as opposed to
duplicate), it is a scientific journal publication (not a dissertation or a book), it is empirical (and not a review, since we
analysed reviews separately for this article), and there is a
named author.
Each PICO-element was extended by sub-elements for the
data extraction form: “Population” with e.g. users of structures and context of use, “Intervention” with e.g. type, phase
of development and method of application, and “Comparison” with free text or narrative. The Outcomes, in particular,
were extended with the assistance of an analytic framework to
extract information on the various types of impacts reported
in the articles. The framework is based on a number of earlier
published models [3,22–25] that are shown in the columns of
Fig. 1.
In addition, the data extraction form included a category
for extracting information on study design, indicators and
data collection methods used. The draft version of the data
extraction form was tested and refined based on a sample
of 22 empirical articles. Fig. 2 depicts the flow chart on how
the review process progressed at each stage of the systematic
review protocol, with the resulting reviews to be analysed for
this article.
3.2. Description of previous reviews captured and
analysed
Of the original search of databases (680 unique articles) we
identified 27 reviews. One of the reviews [26] was located
separately on the basis of the published protocol [27], which
had been captured by our search. Of the 27 reviews 13 were
excluded based on the abstract, 8 due to unsuitable intervention, 3 due to not presenting a full text review and 2 as
duplicates (see Fig. 2). All the rest were included after initial
reading of the full texts.
Of the five reviews focusing on EHR structures, only one [28]
clearly identified a single type of structuring method (ontologies) and a single impact category (auditing conformity to
guidelines). One review [29] focused on a single impact category (information quality), searching for methods to measure
it from structured and textual record data. One review [26]
focused mainly on one type of structuring method (templates)
of patient history with a variety of impacts, mainly information quality. Two reviews [3,30] focused on impacts of the
entire record system, with some empirical studies included
where structure specific impacts could be identified. Of the
two nursing reviews focusing on data structures one focused
on nursing record systems [31] and described the change
during two decades (data quality, process, efficiency). The
remaining review [32] assessed the nursing documentation
structures.
Altogether 174 empirical studies had been analysed in the
14 reviews included in our review of reviews. There were 11
identical references with our original search result of 680 studies: Four of the studies analysed by Urquhart [31] and four byinternational journal of medical informatics 8 3 ( 2 0 1 4 ) 159–169 163
Health IT evaluaon studies
(22) IS success model (23) Clinical adopon framework (3) Model of acvity system (24) EUnetHTA (25)
Actors
Division of work
Funding and incenves
Legislaon, Policy,
Governance
Legal aspects
Standards
Societal, polical, economic
trends Ethical analysis
Organizaon Organizaon Organisaonal aspects
Intenon to use
Use
Objecves Health problem, current use of
technology
Care quality Clinical effectiveness
Safety
Access Social aspects (e.g. access)
Social aspects
Outputs, outcomes
Organisaonal aspects
(ulizaon)
Rules
Tools, resources
[Care and informaon]
Processes
Descripon and technical
characteriscs of technology
Costs and economic evaluaon
Time
Impacts
on Health
care
system
outcomes
Outcome quality
Organisaonal impacts (net
benefits)
People
Impacts
on Health
care
system
structures
/ inputs
Process
impacts
Individual impacts (net
benefits)
Structural quality, Informaon
quality
Process quality
Producvity, efficiency
(Ulizaon, amount of) use
Informaon system quality
Informaon quality
Support Service quality
User sasfacon
Fig. 1 – The analytic framework for grouping outcomes of the reviewed studies.
Müller-Staub [32]; one analysed by Fernando [26], one by Lau [3]
and one by White [28]. Thiuru [29] and Boyle [30] had analysed
no identical references. Possible reasons and implications for
this “mismatch” in search results are assessed in the discussion section. There were We added 10 empirical studies from
the 174 studies reviewed in previous reviews to our search
result, as they seemed to fit within the scope of our study.
Results of testing the data extraction tool (including elements from our analytical framework) are presented in Table 4.
In the detailed data extraction phase, only 7 of the 14 reviews
were found to focus on EHR data structures in a manner that
the categories defined in our data extraction form could be
extracted from them (see Table 4 for their main details). The
other 7 reviews discussed exploitation of EHR data and EHR
from a general perspective that did not associate observed
impacts with utilized structures. In the view of the seven
remaining review articles, the impacts fell into three main categories: (1) impacts on health care system structures/inputs,
(2) impacts on health care processes and (3) impacts on health
care system outcomes (Fig. 1).
Thiuru et al. [29] focused on data quality for structured
diagnostic data including codes, classifications, and nomenclatures. Data structures and precise codes were not identified
clearly in the referred articles. The review includes the following named structures or classifications: Read, OXMIS, ICPC,
and ICD. According to the review, data reliability was usually
measured with rate comparisons. Data sensitivity or positive
predictive values were the two most common measures of
validity in relation to completeness of data. The scope of reference standards varied broadly. The ability to link prescriptions
to diagnosis was the favoured means of identifying patients
and establishing predictive validity of diagnostic codes. Diseases with clear diagnostic criteria were generally better
recorded, as well as data on specific procedures. Record linkage and automated utilization of structured data, for example,
in investigations and test results, were reported as positive
outcomes.
Müller-Staub et al. [32] examined the effects of nursing
diagnostics on the quality of patient assessments; the frequency of documented nursing diagnoses; the accuracy of
nursing diagnoses, including related signs and symptoms
(defining characteristics) and aetiologies (related factors) as
well as coherence among diagnoses, interventions and outcomes. Based on their findings, the use of nursing diagnoses
improved documentation. Pain was the most frequently diagnosed symptom across the reported study settings. The
accuracy of reported nursing diagnoses and the inclusion
related signs/symptoms and aetiologies were weak. Studies
also reported deficiencies to state diagnoses based on aetiological factors. The review concluded that although standardized
nursing diagnoses led to better documentation, better documentation did not necessarily lead to better patient care
outcomes.
In the last update of their review, Urquhart et al. [31]
reported the impact of nursing record systems on nursing
practice and patient outcomes. The review included both
paper based and computerized patient record systems. The
referred studies provided no evidence of any measurable difference, in nursing practice or patient outcomes in relation
to the use of any kind of nursing record systems. The review
concludes that nursing record systems may be successful in
specific issues, such as reducing lost notes or decreasing the
time required for data entry and the amount of paper files.
However, it is uncertain whether changing an entire system
of recording nursing care may improve how nurses practice or
how well a patient is cared for.
Boyle et al. [30] focused on clinical decision support systems, forms, and management reports or conformity to care
guideline concerning smoking status. The referred studies of
forms as a means of intervention were observational. Boyle164 international journal of medical informatics 8 3 ( 2 0 1 4 ) 159–169
Table 4 – Reviews with impacts of specific structures (interventions) on health care inputs, processes, outputs and outcomes.
Intervention:
structures
Intervention:
domains of
implementation
Population: context
of implementation
Outcomes: impact
categories
Methods: study
selection criteria
Methods: databases
reviewed
Nr of reviewed
studies
Reference
Codes,
classifications
ontologies, and
textual data
Patient diagnostic data Primary care Structural/input (info
quality)
Own criteria based on
reference standard,
study objectives and
data types.
All major bibliographic
and several specialist
databases
52 Thiuru et al. [29]
NANDA-I, NIC
and NOC
Nursing diagnoses,
interventions and
outcomes
Hospital, secondary
hospital, Differing
specialties, home and
school nursing
Input (assessment
quality), processes,
output (efficiency)
RCT,
quasi-experimental,
chart review,
correlational,
descriptive,
pre–post-test,
observational,
explorative, qualitative
interviews
PubMed, Medline,
Cinahl, Cochrane
36 Müller-Staub
et al. [32]
Forms, nursing
nomenclature
Nursing care
documentation
Hospital, community,
primary care
Input (info quality),
processes, output
(efficiency), outcomes
RCT, controlled before
and after studies,
interrupted time series
Cochrane Effective
Practice and
Organisation of Care
(EPOC) Group
Specialised Register;
MEDLINE, EMBASE,
CINAHL, BNI, ISI Web of
Knowledge, and ASLIB
Index of Theses
9 Urquhart et al.
[31]
Forms Clinical interventions
for tobacco use
Primary ambulatory
secondary hospital
Processes, outcomes RCT, observational Cochrane 11 Boyle et al. [30]
Ontologies Patient data for
diabetes, cancer waiting
times, cardiovascular
disease, cholesterol,
preventive services,
hypertension,
maternal-child health,
endoscopy
– Process (compliance to
guidelines)
– PubMed, Medline,
Cinahl, Cochrane, WOS
13 White et al. [28]
Forms Generic and
disease-specific patient
history (cardiac, stroke,
paediatrics)
Primary and specialized
ambulatory and
hospital (mainly
emergency) care
Structural/input (info
quality), processes,
outputs (efficiency)
No methodological
exclusion criteria
9 different databases 10 Fernando et al.
[26]
Forms Patient data Ambulatory care Structural/input
(system quality)
– Medline, Cinahl 43 Lau et al. [3]international journal of medical informatics 8 3 ( 2 0 1 4 ) 159–169 165
Fig. 2 – The application of the systematic review protocol as a flow chart. The darker box indicates materials analysed for
this paper (review articles); the dotted line indicates the three on going analyses of empirical articles.
et al. describe qualitatively the documentation before and
after implementing the structures related to smoking status
and cessation. The authors conclude that more well designed
RCT’s are needed that can assess the promise of EMRs to
enhance clinical treatment of smoking cessation.
White et al. [28] reviewed the use of clinical ontologies for
monitoring compliance with clinical practice guidelines on
smoking session. The ontologies and other referred structures
included Medicine Clinical Terms Nomenclature, UMLS (Unified Medical Language System), ICD, ICPC; Current procedural
terminology, national drug code, ATC (Anatomical Therapeutic Chemical Classification System), Omaha Nursing, and Minimal Standard Terminology for Gastrointestinal endoscopy.
The review argues that there are three types of problems
in using ontologies for guideline compliance monitoring.
(1) Scalability issues when ontology-based screening focuses
on just one stage or element of guideline audit, or when
patient selection is biased or missing. (2) Vocabulary issues
when limited granularity is used to code guidelines and used
in free text. (3) Guideline issues when treatment decisions
are not covered by the guideline, guidelines are outdated or
erroneous, and when there is interpretation discrepancy. The
review concludes that some decision systems can integrate
guideline monitoring into the workflow, while there are rare
studies on ontology use to audit EMRs for compliance to guidelines.
Fernando et al. [26] reviewed interventions that included
forms for preoperative care, asthma assessment, head injury
and other condition specific forms. Implemented structures
were not a primary focus in the included studies. However,166 international journal of medical informatics 8 3 ( 2 0 1 4 ) 159–169
increase in completeness of information and in diagnostic
accuracy was demonstrated in the studies, when utilizing a
structured form, but no attempt to confirm if the additional
information based on the completeness of documentation
was clinically useful. No evidence on risks of structuring was
found. In most of the reviewed studies, the structured patient
data was a means of validating another technical intervention,
or means of obtaining data to improve a clinical hypothesis or
care pathways.
Lau et al. [3] applied a modified IS success model to
report studies that described availability of EMR and its effect
on physician practice. Two of the included studies defined
EMR structures (forms). The authors concluded that currently
limited positive EMR impact in the physician office has been
observed. To improve EMR success in future, lessons learned
from previous studies are to be accounted for.
3.3. Summary of the impacts of the structures
reviewed
Based on the analytical framework (Fig. 1), the outcomes in the
review articles were classified according to the main impact
categories (Fig. 3). As Fig. 3 shows, the review articles covered all three main impact categories (health care inputs,
health care processes, and health care outcomes) from our
framework. The reviews associated codes, classifications and
ontologies with improved information quality (Thiuru et al.
[29], Fernando et al. [26], Lau et al. [3], Müller-Staub et al. [32],
Urquhart et al. [31]), ontologies and forms with improved care
and information processes (White et all [28], Fernando et al.
[26], Boyle et al. [30], Urquhart et al. [31]) and NANDA-I, NIC,
NOC, and nursing nomenclature and forms with improved
productivity and efficiency (Fernando et al. [26], Müller-Staub
et al. [32], Urquhart et al. [31]).
4. Discussion
4.1. The review protocol
The research problem that triggered the systematic review
project as a whole and the review of reviews presented in
this paper, focused on uncovering the different ways to structure patient information and identifying the impacts of these
interventions. The scope was thus much wider than e.g. in a
standard Cochrane review that defines a health problem and
proceeds to compare different interventions to tackle it. The
wide intervention and outcome definition resulted in a less
focused search result, though capturing a variety of relevant
interventions, which had not been in the focus of previous
reviews. The 15 different databases required modifications
of the search strategy to match the database-specific search
properties. The importance of covering a broad scope of bibliographic resources became evident in the phase of duplicate
removal: each of the included databases provided new references, which we would have otherwise missed.
The impact (or outcome) classification presented in Fig. 1
and tested with the review articles seemed too precise to analyse outcomes of the reviews. However, it offered a common
understanding for bracketing the outcomes, when individual
researchers were analysing the contents of the articles. It also
helped in detecting types of outcomes that have previously
not been in focus. Further analysis will indicate how well the
framework is suited to the analysis of a much larger number
of empirical articles.
4.2. PICO-elements of previous reviews
The diversity of definitions of the review protocols and
PICO-elements in the earlier reviews [c.f. [33]] limited our possibilities to use them to test sensitivity of our review protocol.
Moreover, it made it impossible for us to build on earlier work
by updating an existing review. Reporting the results of the
earlier reviews did however serve the purposes for which the
review of reviews was conducted: presenting what was discovered previously, determining if an update of an earlier review
could have been done, and testing the analytical framework
proposed for this review.
The analysis of relevant earlier review articles according to
our analytic framework underlined how reviews on EHR structures are yet scarce, as we found a paucity of reviews with
structuring as an independent variable. We concluded that no
previous protocol to search and review studies concerning different EHR data structures, their quality and various outcomes
had been sufficiently systematic and comprehensive.
As such, our study protocol offers a tool to researchers aiming e.g. to identify empirical articles for more focused reviews
of varying impacts of different EHR data structures.
4.3. The reviewed (and missing) impacts of
structuring EHR data
All the three main outcome categories (Fig. 3) were covered in the reviews, but many of the individual elements
in each category were not. Compared to the expected outcomes of structuring patient data [7,9,10], there was evidence
of improved information quality in the Input-catogory, but no
evidence that this would support clinicians’ care processes.
Impacts on actors were scarce (e.g. on user skills related to the
implemented new method of structuring patient data, usability or usefulness of the structured data). There was evidence
to support the administrative viewpoint of increasing adherence to documentation and care guidelines. In the Outputand Outcome-categories, impacts focused on productivity and
secondary use of structured data (for automatic monitoring of
care guideline compliance). There was little or no evidence
found of expected benefits of structuring for “patient safety”,
“care quality” or “easier participation of citizens in their care
process”.
The review papers had varied concluding remarks. Thiuru
et al. [29] discussed utilization of structured data, for example,
in coding diagnostic criteria and validating diagnostic codes
by linking them to prescriptions data. Automated utilization
of structured data was perceived as a positive outcome. Similarly, White et al. [28] concluded that structured patient data
can be utilized, for example, in clinical decision support systems, although such have not been widely tested or audited.
Boyle et al. [30] added that structured patient data can improve
the identification of risk patients. Both Müller-Staub et al. [32]
and Fernando et al. [26] noted the increases in quality patientinternational journal of medical informatics 8 3 ( 2 0 1 4 ) 159–169 167
Health IT evaluaon
studies (22) IS success model (23) Clin frame ical a wo dopon rk (3) Model of acvity system (24) EUnetHTA (25)
Actors
Division of work
Funding and incenves
Legislaon, Policy,
Governance
Legal aspects
Standards
Societal, polical,
economic trends Ethical analysis
Organizaon Organizaon Organisaonal aspects
Objecves Health problem, current use of
technology
Care quality Clinical effecveness
Safety
Access Social aspects (e.g. access)
Impacts
on Health
care
system
outcomes
Outcome quality
Organisaonal impacts (net
benefits)
People
Impacts
on Health
care
system
structures
/ inputs
Process
impacts
Individual impacts (net
benefits)
Structural quality,
Informaon quality
Process quality
Producvity, efficiency:
Fernando et al (26), MüllerStaub et al (32), Urquhart
et al (31)
Informaon system quality
Informaon quality: Thiuru et al (29), Fernando et al (26),
Lau et al (3), Müller-Staub et al (32), Urquhart et al (31)
Support Service quality
User sasfacon
(Ulizaon, amount of) use
Social aspects
Outputs, outcomes
Organisaonal aspects
(ulizaon)
Rules
Tools, resources
Care and informaon processes:
White et al (28), Fernando et al
(26), Boyle et al (30), Urquhart et al
(31)
Descripon and technical
characteriscs of technology
Costs and economic evaluaon
Fig. 3 – Impact categories covered by the previous reviews.
information. However, both argued that increases in clinical
information does not necessarily lead to better patient outcome as there is little evidence to confirm the usefulness
and usability of increases in clinical information. Urquhart
et al. [31] add that new documentation structures do not imply
changes in practices or in process outcomes.
4.4. Strengths and weaknesses of the study
The strengths of the systematic review include a clear aim
and object, which lead to our study questions. A transparent
12-step protocol for a systematic review was developed and
followed by a research team with methodological and content expertise. An exhaustive search was conducted on 15
bibliographic databases with an extensive search strategy. A
framework for analysing the results was juxtaposed against
previous frameworks for extracting and grouping data from
the reviews and the empirical articles. The framework proved
useful as a systematic documenting tool of study data and as
such, a basis for further analysis.
The main weakness of our systematic review protocol is
related to the difficulty in defining search terms for the intervention and outcomes: We needed to maintain an extensive
definition of both in the search protocol to answer the questions set for the review. As methods or actual impacts of
patient information structuring are not well defined in literature, we could not define the search protocol in a more
detailed manner to leave out articles where methods of patient
information structuring are not adequately described for comparison. Previous reviews had much narrower definition of
the PICO elements, but their research problems were also
different, not aiming to compare outcomes of different interventions.
The mismatch between our search and previous searches
(our search found only 11 of the 174 previously analysed
empirical articles – or vice versa: of the empirical articles we
found, previous reviews only found 11) may be explained by
the fact that previous reviews have focused on a single method
of structuring, not compared different methods, and many
also focused on one clearly defined outcome category. In addition, earlier reviews had detected a similar problem to ours:
not being able to find studies, were a method for structuring
had been regarded as an independent variable, thus including
many studies, where impacts of methods of structuring EHR
contents could not be singled out. We did not want to include
empirical articles without a clear connection between a168 international journal of medical informatics 8 3 ( 2 0 1 4 ) 159–169
structuring method and outcomes. In the light of these two
issues, it is not surprising that there were only 11 common hits
in our searches compared to previous ones. We added 10 new
references from previous reviews, but only a thorough analysis will show, how many of these will actually be included
in the results section (of the 14 analysed reviews only 7 were
included in the results). The earlier reviews did not describe
their review protocol in a detailed enough manner that would
have allowed us to compare the protocols to find similarities
and differences in more detail.
5. Conclusions
Diverse foci on various EHR contents to be structured, structuring methods and impact measures induce difficulties in
grouping and summarizing the results of previous reviews.
The positive outcomes of different structuring methods seem
to cluster on information quality and process quality from the
administrative viewpoint, but not necessarily leading to better
patient outcomes. A more systematic reporting of the review
protocols as well as of the variety of benefits connected to the
diverse ways of structuring patient data would contribute to a
coherent evidence base for decision making.
Author contributions
All the authors, Hannele Hyppönen, Kaija Saranto, Riikka
Vuokko, Persephone Doupi, Päivi Mäkelä-Bengs ja Marjukka
Mäkelä contributed to the study design, search protocol, selection and analysis of the reviews as well as revisions and
approval of the article.
Hannele Hyppönen had main responsibility of the article.
She was responsible for the study questions, the study outline, the analysis framework and EMR-results-sections of the
report.
Kaija Saranto had main responsibility for the Nursing informatics section of the report (results and conclusions). She also
contributed actively in all the other parts of the article.
Riikka Vuokko and Persephone Doupi had the main responsibility of the terminology used in the article. They contributed
to editing the article from terminological viewpoint.
Marjukka Mäkelä had the main responsibility for the
methodology section of the article. She steered the authoring team in reporting of a systematic review protocol with her
strong expertise in systematic reviews in the HTA-context.
Conflict of interest statement
No reported conflicts of interest.
Appendix A. Supplementary data
Supplementary data associated with this article can be
found, in the online version, at http://dx.doi.org/10.1016/
j.ijmedinf.2013.11.006.
Summary points
What was already known on this topic
• Emphasis on structuring electronic health records
(EHRs) is increasing globally.
• There are arguments presented for and against structuring of the EHR data.
• Many of the benefits expected from EHR implementations rely on the use of structured documentation.
What this study added to our knowledge
• EHR data structures have rarely been viewed as the
intervention, and hence there is a paucity of reviews on
the diverse impacts brought about by different methods of structuring EHR content.
• EHR data structures have so far been mainly associated
with increases in the information quality and process
quality/efficiency.
• We propose a protocol for systematically reviewing the
literature on structured EHR data and their impacts
that can serve as the blueprint for further research in
the field.
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